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SHANE N DAVIS
SHANE NATHANEAL DAVIS, SHANE DAVIS
CRD#: 4996196
IA
Investment Adviser
B
Broker
MML INVESTORS SERVICES, LLCCRD#: 10409 4905 TILGHMAN STREET
SUITE 200
ALLENTOWN, PA 18104
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2019 - 2020 (<1 year)2 FIRMS2020 - 2021 (<1 year)2 FIRMS2021 - 2022 (<1 year)2 FIRMS2022 - 2024 (1 year)2 FIRMS2024 - Present (<1 year)BAMERITAS INVESTMENT CORP. (CRD# 14869)2018 - 2019 (<1 year)BHORNOR, TOWNSEND & KENT, INC. (CRD# 4031)2017 - 2017 (<1 year)BAXA ADVISORS, LLC (CRD# 6627)2016 - 2017 (<1 year)BMSI FINANCIAL SERVICES, INC. (CRD# 14251)2015 - 2016 (<1 year)IAELEVATED CAPITAL ADVISORS, LLC (CRD# 226721)2022 - 2022 (<1 year)
License(s)

State Registrations

B
Maryland 6/24/2024

IA
Pennsylvania 6/28/2024

B
New Jersey 6/24/2024

B
South Carolina 6/24/2024

B
Pennsylvania 6/24/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MML INVESTORS SERVICES, LLC (CRD#:10409)
4905 TILGHMAN STREET SUITE 200, ALLENTOWN, PA 18104
Registered with this firm since 6/28/2024

B
MML INVESTORS SERVICES, LLC (CRD#:10409)
4905 TILGHMAN STREET SUITE 200, ALLENTOWN, PA 18104
Registered with this firm since 6/24/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/12/2022 - 05/15/2024 PARK AVENUE SECURITIES LLC (CRD#:46173) ALLENTOWN, PA
B
10/06/2022 - 05/15/2024 PARK AVENUE SECURITIES LLC (CRD#:46173) ALLENTOWN, PA
IA
07/13/2022 - 09/27/2022 ELEVATED CAPITAL ADVISORS, LLC (CRD#:226721) Northampton, PA
IA
06/16/2021 - 01/03/2022 GWN SECURITIES INC. (CRD#:128929) WAYNE, PA
B
06/16/2021 - 01/03/2022 GWN SECURITIES INC. (CRD#:128929) WAYNE, PA
IA
07/30/2020 - 03/30/2021 PRUDENTIAL FINANCIAL PLANNING SERVICES (CRD#:5685) EDISON, NJ
B
07/30/2020 - 03/30/2021 PRUCO SECURITIES, LLC. (CRD#:5685) EDISON, NJ
IA
11/25/2019 - 05/05/2020 MUTUAL OF OMAHA INVESTOR SERVICES, INC. (CRD#:611) BETHLEHEM, PA
B
09/06/2019 - 05/05/2020 MUTUAL OF OMAHA INVESTOR SERVICES, INC. (CRD#:611) BETHLEHEM, PA
B
08/24/2018 - 07/29/2019 AMERITAS INVESTMENT CORP. (CRD#:14869) BETHLEHEM, PA
B
02/13/2017 - 09/12/2017 HORNOR, TOWNSEND & KENT, INC. (CRD#:4031) WHITEHALL, PA
B
10/27/2016 - 01/31/2017 AXA ADVISORS, LLC (CRD#:6627) BALA CYNWYD, PA
B
12/15/2015 - 09/30/2016 MSI FINANCIAL SERVICES, INC. (CRD#:14251) ALLENTOWN, PA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.