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CASIE JEAN SPARKS
CASIE JEAN HETTWER
CRD#: 4996018
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 303 3RD AVENUE SE
CEDAR RAPIDS, IA 52401
Registration History
20062008201020122014201620182020202220242026IAWELLS FARGO ADVISORS (CRD# 19616)2020 - Present (5 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2019 - Present (5 years)BTRANSAMERICA INVESTORS SECURIT... (CRD# 32205)2009 - 2016 (7 years)BPFS INVESTMENTS INC. (CRD# 10111)2005 - 2008 (2 years)
License(s)

State Registrations

B
Alabama 4/29/2020

B
Missouri 4/29/2020

B
Alaska 12/14/2021

B
Nebraska 4/29/2020

B
Arizona 4/29/2020

B
Nevada 12/14/2021

B
Arkansas 4/29/2020

B
New Hampshire 12/14/2021

B
California 4/29/2020

B
New Jersey 12/14/2021

B
Colorado 4/29/2020

B
New Mexico 4/29/2020

B
Connecticut 4/29/2020

B
New York 4/29/2020

B
Delaware 4/29/2020

B
North Carolina 4/29/2020

B
District of Columbia 12/14/2021

B
Ohio 4/30/2020

B
Florida 4/29/2020

B
Oklahoma 4/29/2020

B
Georgia 11/11/2021

B
Pennsylvania 4/29/2020

B
Idaho 6/16/2021

B
South Carolina 4/29/2020

B
Illinois 4/29/2020

B
South Dakota 4/29/2020

B
Indiana 4/29/2020

B
Tennessee 4/29/2020

IA
Iowa 1/29/2020

B
Texas 4/29/2020

B
Iowa 1/30/2020

B
Utah 4/29/2020

B
Kansas 11/11/2021

B
Vermont 4/29/2020

B
Maryland 12/14/2021

B
Virginia 4/29/2020

B
Massachusetts 4/29/2020

B
Washington 4/29/2020

B
Michigan 12/14/2021

B
Wisconsin 4/29/2020

B
Minnesota 4/29/2020

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
303 3RD AVENUE SE, CEDAR RAPIDS, IA 52401
Registered with this firm since 1/29/2020

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
303 3RD AVENUE SE, CEDAR RAPIDS, IA 52401
Registered with this firm since 6/15/2019

Previous Registration(s)
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B
12/08/2009 - 12/31/2016 TRANSAMERICA INVESTORS SECURITIES CORPORATION (CRD#:32205) CEDAR RAPIDS, IA
B
09/08/2005 - 01/25/2008 PFS INVESTMENTS INC. (CRD#:10111) DULUTH, GA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.