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Detailed Report
MATTHEW THOMAS GAROT
MATT GAROT, Matthew Garot
CRD#: 4995636
IA
Investment Adviser
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Broker
PACKERLAND BROKERAGE SERVICES, INC.CRD#: 37031 Green Bay, WI
Registration History
200620082010201220142016201820202022202420262 FIRMS2005 - 2011 (5 years)2 FIRMS2011 - 2013 (1 year)4 FIRMS2013 - 2013 (<1 year)2 FIRMS2014 - 2015 (1 year)2 FIRMS2016 - 2021 (4 years)2 FIRMS2021 - Present (3 years)IASOUTHLAND EQUITY PARTNERS, LLC. (CRD# 154481)2021 - 2021 (<1 year)
License(s)

State Registrations

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Alabama 7/9/2021
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Montana 7/9/2021
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Arizona 7/9/2021
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Nebraska 7/9/2021
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Arkansas 7/9/2021
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Nevada 7/9/2021
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California 7/9/2021
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New Jersey 7/9/2021
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Colorado 7/9/2021
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New Mexico 7/9/2021
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Connecticut 7/9/2021
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New York 7/9/2021
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District of Columbia 7/9/2021
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North Carolina 7/9/2021
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Florida 7/9/2021
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North Dakota 7/9/2021
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Georgia 7/9/2021
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Ohio 7/9/2021
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Hawaii 7/9/2021
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Oklahoma 7/9/2021
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Idaho 7/9/2021
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Oregon 7/9/2021
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Illinois 7/9/2021
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Pennsylvania 7/9/2021
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Indiana 7/9/2021
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South Carolina 7/9/2021
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Iowa 7/9/2021
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South Dakota 7/9/2021
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Kansas 7/9/2021
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Tennessee 7/9/2021
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Kentucky 7/9/2021
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Texas 7/9/2021
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Louisiana 7/9/2021
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Utah 7/9/2021
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Maine 7/9/2021
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Vermont 7/9/2021
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Maryland 7/9/2021
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Virginia 7/9/2021
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Massachusetts 7/9/2021
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Washington 7/9/2021
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Michigan 7/9/2021
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Wisconsin 7/9/2021
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Minnesota 7/9/2021
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Wisconsin 7/9/2021
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Mississippi 7/9/2021
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Wyoming 7/9/2021
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Missouri 7/9/2021

SRO Registrations

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 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PACKERLAND BROKERAGE SERVICES, INC. (CRD#:37031)
Green Bay, WI
432 SECURITY BLVD. STE. 101, GREEN BAY, WI 54313-9709
Registered with this firm since 7/9/2021
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PACKERLAND BROKERAGE SERVICES, INC. (CRD#:37031)
Green Bay, WI
432 SECURITY BLVD., GREEN BAY, WI 54313
Registered with this firm since 7/9/2021
Previous Registration(s)
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 03/01/2021 - 06/29/2021 SOUTHLAND EQUITY PARTNERS, LLC. (CRD#:154481) Green Bay, WI
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 11/03/2016 - 03/15/2021 ASSOCIATED INVESTMENT SERVICES, INC. (CRD#:1464) GREEN BAY, WI
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 11/03/2016 - 03/15/2021 ASSOCIATED INVESTMENT SERVICES, INC. (CRD#:1464) GREEN BAY, WI
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 10/08/2014 - 10/07/2015 ASSOCIATED INVESTMENT SERVICES, INC. (CRD#:1464) GREEN BAY, WI
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 09/05/2014 - 10/07/2015 ASSOCIATED INVESTMENT SERVICES, INC. (CRD#:1464) GREEN BAY, WI
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 06/14/2013 - 09/05/2013 TRANSAMERICA FINANCIAL ADVISORS, INC. (CRD#:16164) ST. PAUL, MN
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 06/14/2013 - 09/05/2013 TRANSAMERICA FINANCIAL ADVISORS, INC (CRD#:16164) ST. PAUL, MN
IA
 04/08/2013 - 06/10/2013 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) WOODBURY, MN
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 04/08/2013 - 06/10/2013 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) WOODBURY, MN
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 05/19/2011 - 04/03/2013 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) MINNEAPOLIS, MN
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 05/19/2011 - 04/03/2013 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) MINNEAPOLIS, MN
IA
 08/25/2005 - 05/11/2011 WADDELL & REED, INC. (CRD#:866) BLOOMINGTON, MN
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 08/19/2005 - 05/11/2011 WADDELL & REED, INC. (CRD#:866) BLOOMINGTON, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.