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Detailed Report
TIMOTHY ANTHONY GONZALES
CRD#: 4994930
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 953 MT HERMON RD
SALISBURY, MD 21804
CETERA ADVISORS LLCCRD#: 10299 953 MT HERMON RD
SALISBURY, MD 21804
Registration History
200620082010201220142016201820202022202420262 FIRMS2005 - 2008 (2 years)2 FIRMS2008 - 2009 (1 year)2 FIRMS2009 - 2012 (2 years)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2024 - Present (1 year)BCETERA ADVISORS LLC (CRD# 10299)2022 - Present (3 years)IACETERA ADVISORS LLC (CRD# 10299)2022 - 2024 (2 years)IAPKS INVESTMENT ADVISORS LLC (CRD# 110147)2012 - 2022 (9 years)
License(s)

State Registrations

B
Alabama 1/15/2025
B
Nevada 2/7/2022
B
California 12/13/2023
B
North Carolina 9/12/2024
B
Delaware 1/31/2022
B
Pennsylvania 1/3/2024
B
District of Columbia 1/8/2024
B
South Carolina 9/11/2024
B
Florida 3/4/2022
B
Texas 3/17/2022
B
Maryland 1/31/2022
IA
Texas 3/21/2024
IA
Maryland 3/21/2024
B
Virginia 2/21/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
953 MT HERMON RD, SALISBURY, MD 21804
Registered with this firm since 3/21/2024
B
CETERA ADVISORS LLC (CRD#:10299)
953 MT HERMON RD, SALISBURY, MD 21804
Registered with this firm since 1/28/2022
Previous Registration(s)
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IA
 01/13/2022 - 03/21/2024 CETERA ADVISORS LLC (CRD#:10299) GREENWOOD VILLAGE, IL
IA
 11/27/2012 - 01/10/2022 PKS INVESTMENT ADVISORS LLC (CRD#:110147) SALISBURY, MD
IA
 12/22/2009 - 11/19/2012 INFINEX INVESTMENTS, INC. (CRD#:35371) DELMAR, MD
B
 12/22/2009 - 11/19/2012 INFINEX INVESTMENTS, INC. (CRD#:35371) DELMAR, MD
IA
 01/01/2008 - 12/22/2009 WELLS FARGO ADVISORS, LLC (CRD#:19616) SALISBURY, MD
B
 01/01/2008 - 12/22/2009 WELLS FARGO ADVISORS, LLC (CRD#:19616) SALISBURY, MD
B
 09/08/2005 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) SALISBURY, MD
IA
 09/19/2005 - 01/01/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) SALISBURY, MD
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.