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Detailed Report
JOHANNA ANDREA ROBLEDO
JOHANNA ANDREA ROBLEDO LOPEZ, Johanna Robledo
CRD#: 4994894
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 200 South Biscayne Boulevard
Suite 1100
Miami, FL 33131
Registration History
200620082010201220142016201820202022202420262 FIRMS2010 - 2014 (4 years)2 FIRMS2018 - Present (6 years)BUBS INTERNATIONAL INC. (CRD# 107726)2006 - 2010 (3 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2006 - 2006 (<1 year)IAFOREM INVESTMENTS LLC (CRD# 169636)2014 - 2018 (3 years)IAUBS INTERNATIONAL INC. (CRD# 107726)2007 - 2010 (2 years)
License(s)

State Registrations

B
California 3/12/2019
B
North Carolina 6/8/2021
B
Connecticut 10/5/2018
B
Ohio 9/10/2020
B
Delaware 10/15/2018
B
Oklahoma 10/8/2018
IA
Florida 8/30/2018
B
South Dakota 3/14/2022
B
Florida 9/27/2018
IA
Texas 10/5/2018
B
Georgia 10/1/2018
B
Texas 10/8/2018
B
Nevada 12/10/2024
B
Wyoming 10/13/2022
B
New York 10/9/2018

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
200 South Biscayne Boulevard Suite 1100, Miami, FL 33131
Registered with this firm since 8/30/2018
B
MORGAN STANLEY (CRD#:149777)
200 South Biscayne Boulevard Suite 1100, Miami, FL 33131
Registered with this firm since 9/26/2018
Previous Registration(s)
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IA
 10/27/2014 - 08/27/2018 FOREM INVESTMENTS LLC (CRD#:169636) MIAMI, FL
IA
 01/01/2010 - 02/10/2014 UBS FINANCIAL SERVICES INC. (CRD#:8174) CORAL GABLES, FL
B
 01/01/2010 - 02/10/2014 UBS FINANCIAL SERVICES INC. (CRD#:8174) CORAL GABLES, FL
IA
 10/18/2007 - 01/01/2010 UBS INTERNATIONAL INC. (CRD#:107726) CORAL GABLES, FL
B
 08/11/2006 - 01/01/2010 UBS INTERNATIONAL INC. (CRD#:107726) CORAL GABLES, FL
B
 04/07/2006 - 08/16/2006 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MIAMI, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.