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Detailed Report
STEVEN E ROMANOWSKI
STEVEN EDWARD ROMANOWSKI
CRD#: 4994581
IA
Investment Adviser
B
Broker
PARK AVENUE SECURITIES LLCCRD#: 46173 29800 TELEGRAPH ROAD
SOUTHFIELD, MI 48034
Registration History
20062008201020122014201620182020202220242026IAPARK AVENUE SECURITIES LLC (CRD# 46173)2010 - Present (15 years)BPARK AVENUE SECURITIES LLC (CRD# 46173)2005 - Present (19 years)
License(s)

State Registrations

B
Arizona 8/2/2021
IA
Minnesota 9/29/2023
IA
Arizona 8/20/2021
B
New York 4/30/2021
B
Colorado 9/25/2020
IA
New York 5/18/2021
IA
Colorado 9/25/2020
B
North Carolina 11/18/2021
B
Connecticut 1/5/2021
IA
North Carolina 11/18/2021
IA
Connecticut 1/5/2021
B
Ohio 1/19/2017
B
Indiana 4/16/2010
IA
Ohio 1/19/2017
IA
Indiana 4/24/2013
B
Pennsylvania 10/17/2016
B
Iowa 8/3/2012
IA
Pennsylvania 10/18/2016
IA
Iowa 2/7/2014
B
Tennessee 10/30/2020
B
Maryland 8/2/2018
B
Texas 4/3/2013
IA
Maryland 8/3/2018
IA
Texas 8/26/2014
B
Massachusetts 10/22/2010
B
Virginia 9/14/2022
IA
Massachusetts 12/5/2019
IA
Virginia 9/15/2022
B
Michigan 11/2/2005
B
Wisconsin 10/15/2008
IA
Michigan 2/26/2010
IA
Wisconsin 5/30/2014
B
Minnesota 9/29/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PARK AVENUE SECURITIES LLC (CRD#:46173)
29800 TELEGRAPH ROAD, SOUTHFIELD, MI 48034
Ann Arbor, MI
Registered with this firm since 2/26/2010
B
PARK AVENUE SECURITIES LLC (CRD#:46173)
29800 TELEGRAPH ROAD, SOUTHFIELD, MI 48034
Ann Arbor, MI
Registered with this firm since 11/2/2005
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.