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LINDSAY HEATHER JONES
LINDSAY HEATHER HUGHES
CRD#: 4993414
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 236 W Pecan St Suite 110
Celina, TX 75009
Registration History
20062008201020122014201620182020202220242026IAAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)2020 - Present (5 years)BAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)2005 - Present (19 years)IAAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2005 - 2020 (14 years)
Disclosure(s)
View By:
5/27/2011
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 4/4/2018

B
Michigan 3/2/2011

B
Arkansas 10/3/2011

B
Oklahoma 10/3/2005

B
California 5/13/2022

B
Oregon 6/27/2019

B
Florida 7/17/2020

B
Tennessee 5/10/2019

B
Iowa 6/29/2012

B
Texas 9/8/2005

B
Louisiana 5/31/2023

IA
Texas 2/19/2020

B
Maryland 7/20/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
236 W Pecan St Suite 110, Celina, TX 75009
5851 Legacy Cir Ste 600, Plano, TX 75024
Registered with this firm since 2/19/2020

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AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
236 W Pecan St Suite 110, Celina, TX 75009
5851 Legacy Cir Ste 600, Plano, TX 75024
Registered with this firm since 8/25/2005

Previous Registration(s)
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IA
08/05/2005 - 01/02/2020 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) PLANO, TX
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Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.