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Robert Robles III
ROB ROBLES, ROBERT ROBLES III, ROBERT ROBLES III
CRD#: 4993081
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 13355 NOEL RD
DALLAS, TX 75240
Registration History
20082010201220142016201820202022202420262 FIRMS2007 - Present (17 years)
License(s)

State Registrations

B
Alabama 11/17/2020

B
Nevada 7/18/2017

B
Alaska 11/17/2020

B
New Hampshire 11/4/2019

B
Arizona 11/17/2020

B
New Jersey 9/25/2007

B
Arkansas 11/17/2020

IA
New Jersey 9/25/2007

B
California 7/2/2009

B
New Mexico 11/17/2020

B
Colorado 7/2/2009

B
New York 11/27/2007

B
Connecticut 7/2/2009

B
North Carolina 11/28/2007

B
Delaware 5/1/2018

B
North Dakota 11/17/2020

B
District of Columbia 11/17/2020

B
Ohio 7/6/2009

B
Florida 11/27/2007

B
Oklahoma 11/17/2020

B
Georgia 7/2/2009

B
Oregon 11/17/2020

B
Hawaii 11/17/2020

B
Pennsylvania 11/27/2007

B
Idaho 11/17/2020

B
Puerto Rico 11/17/2020

B
Illinois 6/18/2009

B
Rhode Island 11/17/2020

B
Indiana 11/17/2020

B
South Carolina 6/12/2019

B
Iowa 11/17/2020

B
South Dakota 11/17/2020

B
Kansas 11/17/2020

B
Tennessee 7/2/2009

B
Kentucky 11/17/2020

B
Texas 6/18/2009

B
Louisiana 11/17/2020

IA
Texas 6/18/2009

B
Maine 11/17/2020

B
Utah 1/2/2020

B
Maryland 11/3/2016

B
Vermont 6/5/2013

B
Massachusetts 7/2/2009

B
Virgin Islands 11/17/2020

B
Michigan 7/2/2009

B
Virginia 7/2/2009

B
Minnesota 10/13/2015

B
Washington 1/29/2009

B
Mississippi 11/17/2020

B
West Virginia 11/17/2020

B
Missouri 11/17/2020

B
Wisconsin 1/15/2021

B
Montana 11/17/2020

B
Wyoming 11/17/2020

B
Nebraska 11/17/2020

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
13355 NOEL RD, DALLAS, TX 75240
McKinney, TX
Registered with this firm since 9/25/2007

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
13355 NOEL RD, DALLAS, TX 75240
McKinney, TX
Registered with this firm since 8/16/2007

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.