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Detailed Report
MICHAEL S ARCHER
MICHAEL SCOTT ARCHER
CRD#: 4992170
IA
Investment Adviser
B
Broker
JANNEY MONTGOMERY SCOTT LLCCRD#: 463 701 East Gate Drive
Suite 210
Mt. Laurel, NJ 08054
Registration History
20082010201220142016201820202022202420262 FIRMS2009 - 2011 (2 years)2 FIRMS2011 - 2021 (9 years)2 FIRMS2021 - Present (3 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2007 - 2009 (1 year)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2008 - 2009 (<1 year)
License(s)

State Registrations

B
Alabama 6/18/2021
IA
New Jersey 6/21/2021
B
Arizona 6/18/2021
B
New York 6/18/2021
B
California 6/18/2021
IA
New York 6/20/2021
B
Connecticut 1/4/2024
B
North Carolina 6/23/2021
B
Delaware 6/18/2021
B
Ohio 6/18/2021
B
Florida 6/18/2021
B
Oklahoma 6/18/2021
B
Georgia 6/18/2021
B
Pennsylvania 6/18/2021
B
Illinois 6/18/2021
B
Tennessee 6/18/2021
B
Maine 6/18/2021
B
Texas 6/18/2021
B
Maryland 6/18/2021
IA
Texas 6/18/2021
B
Nevada 4/18/2022
B
Virginia 6/18/2021
B
New Jersey 6/18/2021

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
701 East Gate Drive Suite 210, Mt. Laurel, NJ 08054
Registered with this firm since 6/18/2021
B
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
701 East Gate Drive Suite 210, Mt. Laurel, NJ 08054
Registered with this firm since 6/18/2021
Previous Registration(s)
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IA
 07/19/2011 - 06/22/2021 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MOUNT LAUREL, NJ
B
 07/19/2011 - 06/22/2021 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MOUNT LAUREL, NJ
IA
 06/01/2009 - 06/06/2011 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) MT. LAUREL, NJ
B
 06/01/2009 - 06/06/2011 MORGAN STANLEY SMITH BARNEY (CRD#:149777) MT. LAUREL, NJ
IA
 07/07/2008 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) MT. LAUREL, NJ
B
 10/04/2007 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) MT. LAUREL, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.