• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
ANTHONY DALE JONES
ANTHONY JONES, TONY JONES
CRD#: 4991663
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 ORLANDO, FL
CETERA FINANCIAL SPECIALISTS LLCCRD#: 10358 ORLANDO, FL
Registration History
200620082010201220142016201820202022202420262 FIRMS2007 - 2016 (8 years)2 FIRMS2016 - Present (8 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2006 - 2007 (<1 year)BWACHOVIA SECURITIES, LLC (CRD# 19616)2006 - 2006 (<1 year)IAMERRILL LYNCH PIERCE FENNER & ... (CRD# 7691)2007 - 2007 (<1 year)
License(s)

State Registrations

B
Florida 6/8/2016

B
Georgia 7/8/2020

IA
Florida 6/24/2016

B
Virginia 1/2/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
ORLANDO, FL
Registered with this firm since 6/24/2016

B
CETERA FINANCIAL SPECIALISTS LLC (CRD#:10358)
ORLANDO, FL
Registered with this firm since 6/7/2016

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/26/2007 - 01/14/2016 CETERA INVESTMENT ADVISERS LLC (CRD#:105644) LONGWOOD, FL
B
09/13/2007 - 01/14/2016 CETERA FINANCIAL SPECIALISTS LLC (CRD#:10358) LONGWOOD, FL
IA
03/14/2007 - 09/14/2007 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) HEATHROW, FL
B
12/09/2006 - 09/14/2007 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) HEATHROW, FL
B
04/25/2006 - 11/07/2006 WACHOVIA SECURITIES, LLC (CRD#:19616) ORLANDO, FL
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.