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Detailed Report
Jessica Kagin-Tropea
JESSICA LYNN KAGIN, Jessica Kagin, Jess Tropea, Jessica Tropea
CRD#: 4991108
IA
Investment Adviser
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Previous Broker
AUERBACH INVESTMENT SERVICES, LLCCRD#: 290041 111 FORREST AVENUE
FIRST FLOOR
NARBERTH, PA 19072
Registration History
202120222023202420252026IAAUERBACH INVESTMENT SERVICES, LLC (CRD# 290041)2023 - Present (1 year)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2021 - 2022 (1 year)
License(s)

State Registrations

IA
Pennsylvania 6/3/2023
Current Registration(s)
IA
AUERBACH INVESTMENT SERVICES, LLC (CRD#:290041)
111 FORREST AVENUE FIRST FLOOR, NARBERTH, PA 19072
Registered with this firm since 6/3/2023
Previous Registration(s)
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 07/19/2021 - 07/18/2022 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) KNG OF PRUSSIA, PA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.