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IAN J HAMILTON
IAN JAMES HAMILTON
CRD#: 4990881
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 205 Detroit Street
5th floor
DENVER, CO 80206
Registration History
201620172018201920202021202220232024202520262 FIRMS2016 - Present (8 years)
License(s)

State Registrations

B
Arizona 11/28/2016

B
Montana 8/4/2016

B
California 11/28/2016

B
Nevada 11/28/2016

B
Colorado 5/31/2016

IA
Nevada 11/16/2023

IA
Colorado 6/30/2016

B
New Jersey 3/30/2018

B
Delaware 3/9/2018

B
New York 11/28/2016

B
Florida 6/21/2017

B
North Carolina 4/2/2018

B
Georgia 3/30/2018

B
Ohio 10/18/2019

B
Idaho 7/1/2021

B
Pennsylvania 3/30/2018

B
Illinois 3/30/2018

B
South Dakota 6/21/2017

B
Louisiana 12/4/2017

B
Tennessee 3/30/2018

B
Massachusetts 7/1/2021

B
Texas 11/28/2016

B
Michigan 11/28/2016

B
Virginia 11/28/2016

B
Minnesota 3/30/2018

B
Wisconsin 6/21/2017

B
Missouri 3/30/2018

B
Wyoming 3/9/2018

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
205 Detroit Street 5th floor, DENVER, CO 80206
Registered with this firm since 6/30/2016

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
205 Detroit Street 5th floor, DENVER, CO 80206
Registered with this firm since 5/24/2016

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.