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ADAM PATRICK CLYNE
CRD#: 4990574
IA
B
CAPITAL ANALYSTSCRD#: 162200 1843 Sullivan Pointe Drive
1843 Sullivan Pointe Drive, MO 63011
1843 Sullivan Pointe Drive, MO 63011
LINCOLN INVESTMENTCRD#: 519 Wildwood, MO
0
Disclosures
19
Years of Experience
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State Registrations
B
Florida 1/3/2017
B
Missouri 1/3/2017
B
Illinois 1/3/2017
IA
Missouri 10/4/2017
SRO Registrations
B
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IA
Registered with this firm since 10/29/2019
IA
B
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/06/2011 - 10/04/2019 | Wildwood, MO | |
B | 09/06/2011 - 01/03/2017 | CLAYTON, MO | |
IA | 10/21/2005 - 09/06/2011 | CLAYTON, MO | |
B | 08/18/2005 - 09/06/2011 | CLAYTON, MO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.