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Detailed Report
JACOB L. O'KEEFE
JACOB O'KEEFE
CRD#: 4989054
IA
Investment Adviser
B
Broker
FOCUS FINANCIALCRD#: 116140 3530 STEWART AVENUE
WAUSAU, WI 54401
OSAIC WEALTH, INC.CRD#: 23131 3530 STEWART AVENUE
WAUSAU, WI 54401
Registration History
200620082010201220142016201820202022202420262 FIRMS2015 - 2017 (2 years)2 FIRMS2017 - 2018 (1 year)2 FIRMS2018 - Present (6 years)BNEW ENGLAND SECURITIES (CRD# 615)2005 - 2015 (9 years)IANEW ENGLAND SECURITIES CORPORATION (CRD# 615)2011 - 2015 (3 years)
License(s)

State Registrations

B
Arizona 3/1/2019
B
Iowa 11/1/2018
B
California 7/13/2021
B
Minnesota 11/1/2018
B
Colorado 11/1/2018
B
Utah 1/4/2022
B
Florida 11/1/2018
B
Wisconsin 11/1/2018
B
Illinois 11/1/2018
IA
Wisconsin 11/5/2018

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FOCUS FINANCIAL (CRD#:116140)
3530 STEWART AVENUE, WAUSAU, WI 54401
Registered with this firm since 11/5/2018
B
OSAIC WEALTH, INC. (CRD#:23131)
3530 STEWART AVENUE, WAUSAU, WI 54401
Registered with this firm since 11/1/2018
Previous Registration(s)
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IA
 03/25/2017 - 11/02/2018 MML INVESTORS SERVICES, LLC (CRD#:10409) WAUSAU, WI
B
 03/25/2017 - 11/02/2018 MML INVESTORS SERVICES, LLC (CRD#:10409) WAUSAU, WI
IA
 01/02/2015 - 03/25/2017 MSI FINANCIAL SERVICES, INC. (CRD#:14251) WAUSAU, WI
B
 01/02/2015 - 03/25/2017 MSI FINANCIAL SERVICES, INC. (CRD#:14251) WAUSAU, WI
IA
 12/09/2011 - 01/02/2015 NEW ENGLAND SECURITIES CORPORATION (CRD#:615) WAUSAU, WI
B
 08/04/2005 - 01/02/2015 NEW ENGLAND SECURITIES (CRD#:615) WAUSAU, WI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.