Individual Firm
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JOSHUA EARL BRAUNLICH
CRD#: 4988342
IA
B
SECURITY CAPITAL MANAGEMENTCRD#: 396 1300 CHAPLINE STREET
WHEELING, WV 26003
WHEELING, WV 26003
0
Disclosures
17
Years of Experience
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State Registrations
B
Alabama 5/18/2017
B
North Carolina 1/23/2015
B
Arizona 3/18/2013
IA
North Carolina 2/3/2020
B
California 10/25/2012
B
Ohio 10/3/2012
B
Delaware 1/23/2015
IA
Ohio 10/10/2013
B
Florida 10/25/2012
B
Pennsylvania 10/3/2012
IA
Florida 1/29/2020
B
South Carolina 5/15/2017
B
Georgia 5/17/2024
B
Texas 3/11/2015
B
Indiana 10/19/2018
B
Virginia 7/21/2023
B
Kentucky 1/22/2020
B
West Virginia 10/3/2012
B
Maryland 5/2/2019
IA
West Virginia 10/4/2012
B
Michigan 9/4/2018
SRO Registrations
B
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Learn about permitted activities of registered principals
IA
Registered with this firm since 10/4/2012
B
Registered with this firm since 10/3/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/20/2008 - 10/19/2012 | WHEELING, WV | |
B | 02/15/2008 - 10/19/2012 | WHEELING, WV |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.