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GILLES ROLAND MULARD
GILLES R MULARD
CRD#: 4987956
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 2820 WEST 23RD ST # 204-205
ERIE, PA 16506
Registration History
200620082010201220142016201820202022202420262 FIRMS2008 - 2012 (3 years)2 FIRMS2012 - 2021 (9 years)2 FIRMS2021 - Present (3 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2005 - 2008 (3 years)
License(s)

State Registrations

B
California 7/21/2021

B
New York 7/21/2021

IA
California 7/21/2021

B
North Carolina 7/21/2021

B
Connecticut 7/21/2021

B
Ohio 7/21/2021

IA
Connecticut 7/21/2021

IA
Ohio 7/21/2021

B
District of Columbia 7/21/2021

B
Pennsylvania 7/21/2021

B
Florida 7/21/2021

IA
Pennsylvania 7/21/2021

IA
Florida 7/21/2021

B
South Carolina 7/21/2021

B
Georgia 7/21/2021

B
Texas 7/21/2021

IA
Georgia 7/21/2021

IA
Texas 7/21/2021

B
Indiana 7/21/2021

B
Virginia 7/21/2021

B
Maryland 7/21/2021

B
West Virginia 2/9/2024

IA
Maryland 7/21/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
2820 WEST 23RD ST # 204-205, ERIE, PA 16506
CHARDON, OH
Registered with this firm since 7/21/2021

B
LPL FINANCIAL LLC (CRD#:6413)
2820 WEST 23RD ST # 204-205, ERIE, PA 16506
CHARDON, OH
Registered with this firm since 7/21/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/05/2012 - 07/21/2021 WADDELL & REED (CRD#:866) ERIE, PA
B
03/22/2012 - 07/21/2021 WADDELL & REED (CRD#:866) ERIE, PA
IA
09/26/2008 - 04/02/2012 LPL FINANCIAL LLC (CRD#:6413) ERIE, PA
B
09/23/2008 - 04/02/2012 LPL FINANCIAL LLC (CRD#:6413) ERIE, PA
B
08/25/2005 - 09/19/2008 UBS FINANCIAL SERVICES INC. (CRD#:8174) ERIE, PA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.