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Ericka Kay Marini
ERICKA KAY BALTZ MS., ERICKA BALTZ, ERICKA KAY CRUZ MRS.
CRD#: 4987769
IA
B
EDWARD JONESCRD#: 250 12835 NEWCASTLE WAY
SUITE 302
NEWCASTLE, WA 98056
SUITE 302
NEWCASTLE, WA 98056
0
Disclosures
8
Years of Experience
View By:
State Registrations
B
Arizona 4/11/2022
B
Nevada 1/5/2021
B
California 2/10/2021
B
North Carolina 4/23/2021
B
Colorado 9/9/2021
B
Oregon 1/5/2021
B
Florida 1/23/2020
B
Texas 6/7/2021
B
Georgia 1/12/2021
IA
Texas 6/8/2021
B
Hawaii 10/29/2024
B
Utah 1/5/2021
B
Idaho 8/26/2020
B
Virginia 1/5/2021
B
Indiana 12/12/2023
B
Washington 11/25/2019
B
Louisiana 11/30/2022
IA
Washington 11/26/2019
B
Mississippi 3/7/2024
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 11/26/2019
B
Registered with this firm since 10/31/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/06/2009 - 06/23/2009 | DURHAM, NC | |
B | 01/06/2009 - 06/23/2009 | DURHAM, NC | |
IA | 11/22/2006 - 04/01/2008 | RALEIGH, NC | |
B | 11/06/2006 - 04/01/2008 | RALEIGH, NC | |
IA | 05/03/2006 - 06/26/2006 | TAMPA, FL | |
B | 04/12/2006 - 06/26/2006 | TAMPA, FL | |
IA | 09/07/2005 - 03/15/2006 | ST. PETERSBURG, FL | |
B | 08/04/2005 - 03/15/2006 | PURCHASE, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.