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Detailed Report
Ericka Kay Marini
ERICKA KAY BALTZ MS., ERICKA BALTZ, ERICKA KAY CRUZ MRS.
CRD#: 4987769
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 12835 NEWCASTLE WAY
SUITE 302
NEWCASTLE, WA 98056
Registration History
200620082010201220142016201820202022202420262 FIRMS2005 - 2006 (<1 year)2 FIRMS2006 - 2006 (<1 year)2 FIRMS2006 - 2008 (1 year)2 FIRMS2009 - 2009 (<1 year)2 FIRMS2019 - Present (5 years)
License(s)

State Registrations

B
Arizona 4/11/2022
B
Nevada 1/5/2021
B
California 2/10/2021
B
North Carolina 4/23/2021
B
Colorado 9/9/2021
B
Oregon 1/5/2021
B
Florida 1/23/2020
B
Texas 6/7/2021
B
Georgia 1/12/2021
IA
Texas 6/8/2021
B
Hawaii 10/29/2024
B
Utah 1/5/2021
B
Idaho 8/26/2020
B
Virginia 1/5/2021
B
Indiana 12/12/2023
B
Washington 11/25/2019
B
Louisiana 11/30/2022
IA
Washington 11/26/2019
B
Mississippi 3/7/2024

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
12835 NEWCASTLE WAY SUITE 302, NEWCASTLE, WA 98056
Registered with this firm since 11/26/2019
B
EDWARD JONES (CRD#:250)
12835 NEWCASTLE WAY SUITE 302, NEWCASTLE, WA 98056
Registered with this firm since 10/31/2019
Previous Registration(s)
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IA
 01/06/2009 - 06/23/2009 HORNOR, TOWNSEND & KENT, INC. (CRD#:4031) DURHAM, NC
B
 01/06/2009 - 06/23/2009 HORNOR, TOWNSEND & KENT, INC. (CRD#:4031) DURHAM, NC
IA
 11/22/2006 - 04/01/2008 EDWARD JONES (CRD#:250) RALEIGH, NC
B
 11/06/2006 - 04/01/2008 EDWARD JONES (CRD#:250) RALEIGH, NC
IA
 05/03/2006 - 06/26/2006 SYNERGY INVESTMENT GROUP, LLC (CRD#:46035) TAMPA, FL
B
 04/12/2006 - 06/26/2006 SYNERGY INVESTMENT GROUP, LLC (CRD#:46035) TAMPA, FL
IA
 09/07/2005 - 03/15/2006 MORGAN STANLEY (CRD#:7556) ST. PETERSBURG, FL
B
 08/04/2005 - 03/15/2006 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.