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DANA M ELWELL
DANA MARIE ELWELL
CRD#: 4987697
IA
B
MORGAN STANLEYCRD#: 149777 601 Union Street, Two Union Square
Suite 5200
Seattle, WA 98101
Suite 5200
Seattle, WA 98101
0
Disclosures
18
Years of Experience
View By:
State Registrations
B
Alaska 6/1/2009
B
Nevada 6/1/2009
B
Arizona 6/1/2009
B
New Jersey 8/5/2019
IA
Arizona 8/17/2023
B
New Mexico 5/16/2018
B
California 6/1/2009
B
New York 6/1/2009
B
Colorado 6/5/2018
B
North Carolina 8/30/2017
B
Connecticut 4/4/2022
B
Ohio 9/6/2019
B
Delaware 7/5/2023
B
Oregon 6/1/2009
B
District of Columbia 4/1/2015
B
Pennsylvania 6/1/2009
B
Florida 6/1/2009
B
South Carolina 6/1/2009
B
Georgia 6/21/2012
B
Tennessee 8/23/2013
B
Hawaii 1/15/2013
B
Texas 6/1/2009
B
Idaho 6/1/2009
IA
Texas 2/25/2020
B
Illinois 6/1/2009
B
Utah 12/6/2012
B
Kansas 1/3/2018
B
Vermont 9/10/2024
B
Louisiana 6/1/2009
B
Virginia 6/1/2009
B
Massachusetts 5/19/2016
B
Washington 6/1/2009
B
Michigan 9/12/2019
IA
Washington 6/1/2009
B
Minnesota 12/21/2017
B
Wisconsin 2/14/2023
B
Montana 6/1/2009
B
Wyoming 11/28/2023
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/06/2007 - 06/01/2009 | SEATTLE, WA | |
B | 10/26/2006 - 06/01/2009 | SEATTLE, WA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.