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JORDAN ROMNEY CURTIS
JORDAN CURTIS
CRD#: 4986593
IA
B
LPL FINANCIAL LLCCRD#: 6413 1849 SO. 500 W.
WOODS CROSS, UT 84087
WOODS CROSS, UT 84087
0
Disclosures
19
Years of Experience
View By:
State Registrations
B
Alabama 4/26/2023
B
North Carolina 8/25/2020
B
Arizona 8/28/2017
B
Oregon 10/30/2019
B
California 1/24/2024
B
Pennsylvania 8/24/2021
B
Colorado 12/3/2019
B
Texas 7/27/2017
B
Idaho 5/11/2011
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Texas 7/27/2017
B
Indiana 1/2/2021
B
Utah 2/26/2008
B
Missouri 9/11/2018
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Utah 4/8/2008
B
Montana 10/30/2014
B
Virginia 9/5/2023
B
Nebraska 8/24/2021
B
Washington 4/4/2013
B
Nevada 9/30/2020
B
Wyoming 8/11/2015
B
New Mexico 10/8/2018
SRO Registrations
B
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Registered with this firm since 4/8/2008
B
Registered with this firm since 2/26/2008
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 04/28/2006 - 01/23/2008 | MIDVALE, UT | |
B | 02/27/2006 - 05/02/2006 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.