Individual Firm
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JASON A FREDERICO
JASON ANTHONY FREDERICO
CRD#: 4986386
IA
B
PARK AVENUE SECURITIES LLCCRD#: 46173 8906 SPANISH RIDGE AVENUE
SUITE 110
LAS VEGAS, NV 89148
SUITE 110
LAS VEGAS, NV 89148
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11/14/2016
Financial
Final
3/13/2016
Financial
Final
State Registrations
B
California 9/19/2011
IA
Nevada 4/22/2013
IA
California 4/22/2013
B
Ohio 1/5/2024
B
Colorado 3/21/2024
IA
Ohio 4/18/2024
IA
Colorado 6/25/2024
B
Oregon 4/27/2022
B
Florida 4/19/2018
IA
Oregon 4/27/2022
IA
Florida 4/19/2018
B
Texas 4/21/2016
B
Kentucky 8/29/2022
IA
Texas 5/11/2023
IA
Kentucky 8/29/2022
B
Utah 4/18/2018
B
Nevada 9/19/2011
IA
Utah 4/19/2018
SRO Registrations
B
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IA
Registered with this firm since 4/22/2013
B
Registered with this firm since 9/19/2011
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/11/2013 - 04/12/2013 | SAN DIEGO, CA | |
B | 05/28/2009 - 09/14/2011 | LAS VEGAS, NV | |
B | 05/13/2008 - 03/11/2009 | LAS VEGAS, NV |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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