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Detailed Report
ANDREW MARC NEWMAN
CRD#: 4986055
IA
Investment Adviser
B
Broker
PRIVATE ADVISOR GROUP, LLCCRD#: 155216 305 MADISON AVENUE
MORRISTOWN, NJ 07960
LPL FINANCIAL LLCCRD#: 6413 305 MADISON AVE
MORRISTOWN, NJ 07960
Registration History
201620172018201920202021202220232024202520262 FIRMS2020 - Present (4 years)BWELLS FARGO ADVISORS FINANCIAL... (CRD# 11025)2016 - 2020 (4 years)IAWELLS FARGO ADVISORS FINANCIAL... (CRD# 11025)2017 - 2020 (3 years)
License(s)

State Registrations

B
California 9/8/2020
IA
New Jersey 9/9/2020
B
Colorado 9/8/2020
B
New York 9/8/2020
B
Connecticut 9/8/2020
B
North Carolina 9/8/2020
B
Florida 9/8/2020
B
Pennsylvania 9/8/2020
B
Illinois 9/8/2020
B
Texas 9/8/2020
B
Maryland 9/8/2020
IA
Texas 7/25/2024
B
Massachusetts 9/8/2020
B
Vermont 9/8/2020
B
Michigan 9/8/2020
B
Virginia 9/8/2020
B
New Hampshire 9/11/2020
B
Washington 8/2/2022
B
New Jersey 9/8/2020

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PRIVATE ADVISOR GROUP, LLC (CRD#:155216)
305 MADISON AVENUE, MORRISTOWN, NJ 07960
Registered with this firm since 9/9/2020
B
LPL FINANCIAL LLC (CRD#:6413)
305 MADISON AVE, MORRISTOWN, NJ 07960
Registered with this firm since 9/8/2020
Previous Registration(s)
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IA
 09/27/2017 - 09/09/2020 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025) SUMMIT, NJ
B
 03/01/2016 - 09/09/2020 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025) SUMMIT, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.