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MICHAL WLOCH
Michael Wloch
CRD#: 4985443
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 798 MANHATTAN AVENUE
BROOKLYN, NY 11222
Registration History
200620082010201220142016201820202022202420262 FIRMS2010 - 2012 (2 years)2 FIRMS2012 - Present (12 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2007 - 2010 (2 years)BCITICORP INVESTMENT SERVICES (CRD# 23988)2005 - 2007 (1 year)
License(s)

State Registrations

B
Arizona 5/20/2021

IA
New Jersey 10/1/2012

B
California 3/19/2019

B
New York 10/1/2012

B
Colorado 5/13/2016

IA
New York 5/3/2021

B
Connecticut 10/1/2012

B
North Carolina 5/16/2017

B
Florida 10/1/2012

B
Pennsylvania 10/1/2012

B
Georgia 11/18/2020

B
South Carolina 5/13/2016

B
Hawaii 1/30/2025

B
Tennessee 11/21/2024

B
Michigan 5/4/2018

B
Texas 1/2/2019

B
Minnesota 5/13/2016

IA
Texas 1/9/2019

B
Missouri 5/10/2018

B
Virginia 5/13/2016

B
Nevada 12/18/2019

B
Washington 6/12/2017

B
New Jersey 10/1/2012

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
798 MANHATTAN AVENUE, BROOKLYN, NY 11222
2100-02 LINDEN BLVD, BROOKLYN, NY 11207
Registered with this firm since 10/1/2012

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
798 MANHATTAN AVENUE, BROOKLYN, NY 11222
2100-02 LINDEN BLVD, BROOKLYN, NY 11207
Registered with this firm since 10/1/2012

Previous Registration(s)
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IA
02/22/2010 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) BROOKLYN, NY
B
02/22/2010 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) BROOKLYN, NY
B
05/29/2007 - 03/01/2010 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) BROOKLYN, NY
B
07/11/2005 - 05/29/2007 CITICORP INVESTMENT SERVICES (CRD#:23988) BROOKLYN, NY
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Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.