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Detailed Report
JOSHUA TYLER LOWRY
JOSHUA LOWRY
CRD#: 4985345
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 200 West Civic Center Drive
Sandy, UT 84070
Registration History
200620082010201220142016201820202022202420263 FIRMS2011 - 2015 (3 years)2 FIRMS2017 - 2020 (2 years)2 FIRMS2020 - 2023 (3 years)2 FIRMS2023 - Present (1 year)BSCOTTRADE, INC. (CRD# 8206)2015 - 2017 (2 years)BE*TRADE SECURITIES LLC (CRD# 29106)2007 - 2011 (4 years)BWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2007 - 2007 (<1 year)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2005 - 2007 (1 year)IASCOTTRADE INVESTMENT MANAGEMENT (CRD# 169988)2017 - 2017 (<1 year)IAE*TRADE CAPITAL MANAGEMENT, LLC (CRD# 42159)2011 - 2011 (<1 year)
License(s)

State Registrations

B
Alabama 1/4/2024
B
Nevada 1/4/2024
B
Alaska 1/4/2024
B
New Hampshire 1/4/2024
B
Arizona 1/4/2024
B
New Jersey 1/4/2024
B
Arkansas 1/4/2024
B
New Mexico 1/4/2024
B
California 1/4/2024
B
New York 1/4/2024
B
Colorado 1/4/2024
B
North Carolina 1/4/2024
B
Connecticut 1/4/2024
B
North Dakota 1/4/2024
B
Delaware 1/4/2024
B
Ohio 1/5/2024
B
District of Columbia 1/4/2024
B
Oklahoma 1/4/2024
B
Florida 1/4/2024
B
Oregon 1/4/2024
B
Georgia 1/4/2024
B
Pennsylvania 1/4/2024
B
Hawaii 1/4/2024
B
Puerto Rico 1/4/2024
B
Idaho 1/4/2024
B
Rhode Island 1/4/2024
B
Illinois 1/4/2024
B
South Carolina 1/4/2024
B
Indiana 1/4/2024
B
South Dakota 1/4/2024
B
Iowa 1/4/2024
B
Tennessee 1/4/2024
B
Kansas 1/4/2024
B
Texas 1/4/2024
B
Kentucky 1/4/2024
IA
Texas 1/10/2024
B
Louisiana 1/4/2024
B
Utah 9/5/2023
B
Maine 1/4/2024
IA
Utah 9/5/2023
B
Maryland 1/4/2024
B
Vermont 1/4/2024
B
Massachusetts 1/4/2024
B
Virgin Islands 1/4/2024
B
Michigan 1/4/2024
B
Virginia 1/4/2024
B
Minnesota 1/4/2024
B
Washington 9/5/2023
B
Mississippi 1/4/2024
IA
Washington 9/5/2023
B
Missouri 1/4/2024
B
West Virginia 1/4/2024
B
Montana 1/4/2024
B
Wisconsin 1/4/2024
B
Nebraska 1/4/2024
B
Wyoming 1/4/2024

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
200 West Civic Center Drive, Sandy, UT 84070
Registered with this firm since 9/5/2023
B
MORGAN STANLEY (CRD#:149777)
200 West Civic Center Drive, Sandy, UT 84070
Registered with this firm since 9/5/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 04/10/2020 - 09/05/2023 E*TRADE CAPITAL MANAGEMENT, LLC (CRD#:42159) Sandy, UT
B
 04/09/2020 - 09/05/2023 E*TRADE SECURITIES LLC (CRD#:29106) SANDY, UT
IA
 12/14/2017 - 04/15/2020 J.P. MORGAN SECURITIES LLC (CRD#:79) SILVERDALE, WA
B
 12/14/2017 - 04/15/2020 J.P. MORGAN SECURITIES LLC (CRD#:79) SILVERDALE, WA
IA
 01/25/2017 - 12/05/2017 SCOTTRADE INVESTMENT MANAGEMENT (CRD#:169988) SAINT LOUIS, MO
B
 08/05/2015 - 12/05/2017 SCOTTRADE, INC. (CRD#:8206) SILVERDALE, WA
IA
 09/07/2011 - 07/20/2015 AMERIVEST INVESTMENT MANAGEMENT, LLC (CRD#:111514) DRAPER, UT
IA
 09/07/2011 - 07/20/2015 TD AMERITRADE, INC. (CRD#:7870) DRAPER, UT
B
 09/01/2011 - 07/20/2015 TD AMERITRADE, INC. (CRD#:7870) DRAPER, UT
IA
 06/13/2011 - 09/02/2011 E*TRADE CAPITAL MANAGEMENT, LLC (CRD#:42159) ARLINGTON, VA
B
 09/14/2007 - 09/02/2011 E*TRADE SECURITIES LLC (CRD#:29106) SANDY, UT
B
 03/22/2007 - 08/01/2007 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SALT LAKE CITY, UT
B
 09/26/2005 - 02/06/2007 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) SALT LAKE CITY, UT
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.