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Detailed Report
Strawford Hale Dees IV
HALE DEES, S HALE DEES IV, STRAWFORD H DEES IV, STRAWFORD H DEES, STRAWFORD HALE DEES IV…
CRD#: 4985083
IA
Investment Adviser
B
Broker
EAGLE STRATEGIES LLCCRD#: 110826 27154-A POLLARD ROAD
DAPHNE, AL 36526
NYLIFE SECURITIES LLCCRD#: 5167 27154-A POLLARD RD
DAPHNE, AL 36532
Registration History
200620082010201220142016201820202022202420262 FIRMS2006 - 2010 (4 years)2 FIRMS2010 - 2014 (4 years)2 FIRMS2014 - 2018 (4 years)2 FIRMS2018 - 2023 (4 years)2 FIRMS2024 - Present (<1 year)BLEVEL FOUR FINANCIAL, LLC (CRD# 25700)2023 - 2023 (<1 year)IAMAG CAP (CRD# 298398)2023 - 2024 (1 year)
License(s)

State Registrations

B
Alabama 11/6/2024
IA
Florida 11/18/2024
IA
Alabama 11/14/2024
B
Mississippi 11/11/2024
B
Florida 11/7/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EAGLE STRATEGIES LLC (CRD#:110826)
27154-A POLLARD ROAD, DAPHNE, AL 36526
125 W. ROMANA STREET ONE PENSACOLA PLAZA SUITE 720, PENSACOLA, FL 32502
Registered with this firm since 11/14/2024
B
NYLIFE SECURITIES LLC (CRD#:5167)
27154-A POLLARD RD, DAPHNE, AL 36532
Registered with this firm since 11/6/2024
Previous Registration(s)
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IA
 10/13/2023 - 10/15/2024 MAG CAP (CRD#:298398) Daphne, AL
B
 11/07/2023 - 12/01/2023 LEVEL FOUR FINANCIAL, LLC (CRD#:25700) Jackson, MS
IA
 12/19/2018 - 09/25/2023 LPL FINANCIAL LLC (CRD#:6413) MOBILE, AL
B
 12/19/2018 - 09/25/2023 LPL FINANCIAL LLC (CRD#:6413) MOBILE, AL
IA
 08/20/2014 - 12/21/2018 VOYA FINANCIAL ADVISORS, INC. (CRD#:2882) OCEAN SPRINGS, MS
B
 08/15/2014 - 12/21/2018 VOYA FINANCIAL ADVISORS, INC. (CRD#:2882) OCEAN SPRINGS, MS
IA
 04/06/2010 - 08/27/2014 LPL FINANCIAL LLC (CRD#:6413) OCEAN SPRINGS, MS
B
 04/06/2010 - 08/27/2014 LPL FINANCIAL LLC (CRD#:6413) OCEAN SPRINGS, MS
IA
 02/20/2006 - 04/09/2010 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BILOXI, MS
B
 01/10/2006 - 04/09/2010 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BILOXI, MS
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.