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LUKE THOMAS PFANNENSTIEL
CRD#: 4984969
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 14545 W CENTER RD
OMAHA, NE 68144
Registration History
20082010201220142016201820202022202420262 FIRMS2012 - 2022 (10 years)2 FIRMS2022 - 2024 (1 year)2 FIRMS2024 - Present (<1 year)BSAGEPOINT FINANCIAL, INC. (CRD# 133763)2022 - 2022 (<1 year)BSIGNATOR INVESTORS, INC. (CRD# 468)2009 - 2012 (2 years)BSECURITIES AMERICA, INC. (CRD# 10205)2012 - 2012 (<1 year)BSECURITIES AMERICA, INC. (CRD# 10205)2007 - 2009 (2 years)IASIGNATOR INVESTORS, INC. (CRD# 468)2010 - 2012 (1 year)IASECURITIES AMERICA ADVISORS, INC. (CRD# 110518)2008 - 2009 (1 year)
License(s)

State Registrations

B
Colorado 8/19/2024

B
Nebraska 6/14/2024

B
Georgia 8/22/2024

IA
Nebraska 6/14/2024

B
Idaho 6/14/2024

IA
North Carolina 6/14/2024

B
Iowa 8/19/2024

B
South Dakota 8/19/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
14545 W CENTER RD, OMAHA, NE 68144
Registered with this firm since 6/14/2024

B
OSAIC WEALTH, INC. (CRD#:23131)
14545 W CENTER RD, OMAHA, NE 68144
Registered with this firm since 6/14/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/05/2022 - 06/14/2024 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) OMAHA, NE
B
08/05/2022 - 06/14/2024 SECURITIES AMERICA, INC. (CRD#:10205) OMAHA, NE
IA
04/02/2012 - 08/05/2022 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) La Vista, NE
B
02/17/2022 - 08/05/2022 SAGEPOINT FINANCIAL, INC. (CRD#:133763) SCOTTSDALE, AZ
B
03/27/2012 - 08/05/2022 SECURITIES AMERICA, INC. (CRD#:10205) Omaha, NE
IA
06/25/2010 - 03/30/2012 SIGNATOR INVESTORS, INC. (CRD#:468) OMAHA, NE
B
12/03/2009 - 03/30/2012 SIGNATOR INVESTORS, INC. (CRD#:468) OMAHA, NE
B
03/19/2012 - 03/20/2012 SECURITIES AMERICA, INC. (CRD#:10205) LAVISTA, NE
IA
07/11/2008 - 11/02/2009 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) LA VISTA, NE
B
04/23/2007 - 11/02/2009 SECURITIES AMERICA, INC. (CRD#:10205) LAVISTA, NE
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.