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Detailed Report
MICHAEL K MATHEWS
MICHAEL KERRY MATHEWS, MIKE K MATHEWS, MICHAEL K MATTHEWS, MICHAEL MATTHEWS
CRD#: 4982695
IA
Investment Adviser
B
Broker
CITIZENS SECURITIES, INC.CRD#: 39550 738 TIOGUE AVENUE
MAILSTOP: RI-024
COVENTRY, RI 02816
Registration History
200620082010201220142016201820202022202420262 FIRMS2005 - 2007 (2 years)2 FIRMS2009 - 2012 (3 years)2 FIRMS2012 - Present (12 years)BEQUITY SERVICES, INC. (CRD# 265)2007 - 2009 (1 year)
Disclosure(s)
View By:
10/13/2016
Financial
Final
License(s)

State Registrations

B
Connecticut 4/27/2018
B
New Hampshire 7/19/2023
IA
Connecticut 4/27/2018
IA
New Hampshire 7/19/2023
B
Florida 5/1/2013
B
New York 4/30/2018
IA
Florida 8/14/2015
IA
New York 4/8/2021
B
Maine 8/8/2012
B
Rhode Island 8/8/2012
IA
Maine 8/7/2019
IA
Rhode Island 8/14/2012
B
Massachusetts 8/8/2012
B
Texas 9/22/2017
B
Nevada 7/26/2023
IA
Texas 9/22/2017
IA
Nevada 7/26/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CITIZENS SECURITIES, INC. (CRD#:39550)
738 TIOGUE AVENUE MAILSTOP: RI-024, COVENTRY, RI 02816
Registered with this firm since 8/14/2012
B
CITIZENS SECURITIES, INC. (CRD#:39550)
738 TIOGUE AVENUE MAILSTOP: RI-024, COVENTRY, RI 02816
Registered with this firm since 8/8/2012
Previous Registration(s)
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IA
 05/26/2009 - 08/06/2012 LPL FINANCIAL LLC (CRD#:6413) PLAINVILLE, MA
B
 05/26/2009 - 08/06/2012 LPL FINANCIAL LLC (CRD#:6413) PLAINVILLE, MA
B
 10/09/2007 - 05/27/2009 EQUITY SERVICES, INC. (CRD#:265) WARWICK, RI
B
 07/25/2005 - 09/14/2007 METLIFE SECURITIES INC. (CRD#:14251) PROVIDENCE, RI
B
 07/25/2005 - 07/09/2007 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) PROVIDENCE, RI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.