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Detailed Report
Jason Elliot Klopman
Jason Klopman
CRD#: 4981914
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Investment Adviser
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Previous Broker
XML FINANCIAL GROUPCRD#: 284987 6901 ROCKLEDGE DRIVE
SUITE 730
BETHESDA, MD 20817
Registration History
200620082010201220142016201820202022202420262 FIRMS2006 - 2016 (10 years)IAXML FINANCIAL GROUP (CRD# 284987)2016 - Present (8 years)
License(s)

State Registrations

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Maryland 10/1/2016
Current Registration(s)
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XML FINANCIAL GROUP (CRD#:284987)
6901 ROCKLEDGE DRIVE SUITE 730, BETHESDA, MD 20817
Registered with this firm since 10/1/2016
Previous Registration(s)
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 11/01/2006 - 10/13/2016 LPL FINANCIAL LLC (CRD#:6413) ROCKVILLE, MD
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 10/04/2006 - 10/13/2016 LPL FINANCIAL LLC (CRD#:6413) ROCKVILLE, MD
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.