Individual Firm
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Jason Elliot Klopman
Jason Klopman
CRD#: 4981914
IA
B
XML FINANCIAL GROUPCRD#: 284987 6901 ROCKLEDGE DRIVE
SUITE 730
BETHESDA, MD 20817
SUITE 730
BETHESDA, MD 20817
0
Disclosures
18
Years of Experience
View By:
State Registrations
IA
Maryland 10/1/2016
IA
Registered with this firm since 10/1/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/01/2006 - 10/13/2016 | ROCKVILLE, MD | |
B | 10/04/2006 - 10/13/2016 | ROCKVILLE, MD |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.