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Detailed Report
April Anne Malicsi Orsi
APRIL ANNE RETUTA MALICSI, APRIL ANNE MALICSI ORSI
CRD#: 4981875
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 ST PETERSBURG, FL
Registration History
200620082010201220142016201820202022202420262 FIRMS2005 - 2008 (2 years)2 FIRMS2010 - 2012 (2 years)2 FIRMS2012 - 2013 (1 year)2 FIRMS2018 - 2019 (1 year)2 FIRMS2019 - 2022 (2 years)2 FIRMS2023 - 2023 (<1 year)2 FIRMS2022 - 2023 (1 year)2 FIRMS2023 - Present (2 years)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2020 - 2022 (2 years)BPNC INVESTMENTS (CRD# 129052)2013 - 2017 (4 years)BIDS LIFE INSURANCE COMPANY (CRD# 6321)2005 - 2006 (<1 year)
License(s)

State Registrations

B
Florida 2/9/2023
IA
Florida 2/10/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
ST PETERSBURG, FL
Registered with this firm since 2/10/2023
B
OSAIC WEALTH, INC. (CRD#:23131)
ST PETERSBURG, FL
Registered with this firm since 1/23/2023
Previous Registration(s)
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IA
 06/03/2022 - 09/08/2023 FSC SECURITIES CORPORATION (CRD#:7461) ST PETERSBURG, FL
B
 06/02/2022 - 09/08/2023 FSC SECURITIES CORPORATION (CRD#:7461) ATLANTA, GA
B
 01/23/2023 - 02/09/2023 SAGEPOINT FINANCIAL, INC. (CRD#:133763) SCOTTSDALE, AZ
B
 01/23/2023 - 02/09/2023 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) OAKDALE, MN
IA
 09/26/2019 - 06/07/2022 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) ST. PETERSBURG, FL
B
 03/12/2020 - 06/07/2022 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) ST. PETERSBURG, FL
B
 09/25/2019 - 06/07/2022 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) ST. PETERSBURG, FL
IA
 03/27/2018 - 09/04/2019 TRANSAMERICA RETIREMENT ADVISORS, LLC (CRD#:107319) St. Petersburg, FL
B
 01/19/2018 - 09/04/2019 TRANSAMERICA INVESTORS SECURITIES CORPORATION (CRD#:32205) ST. PETERSBURG, FL
B
 09/26/2013 - 12/13/2017 PNC INVESTMENTS (CRD#:129052) CLEARWATER, FL
B
 07/31/2012 - 09/12/2013 MUTUAL OF AMERICA LIFE INSURANCE COMPANY (CRD#:15356) TAMPA, FL
B
 07/31/2012 - 09/12/2013 MUTUAL OF AMERICA SECURITIES CORPORATION (CRD#:27878) TAMPA, FL
IA
 05/10/2010 - 07/17/2012 T. ROWE PRICE ADVISORY SERVICES, INC. (CRD#:108958) TAMPA, FL
B
 01/08/2010 - 07/17/2012 T. ROWE PRICE INVESTMENT SERVICES, INC. (CRD#:8348) TAMPA, FL
IA
 12/06/2005 - 06/03/2008 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) TAMPA, FL
B
 12/02/2005 - 06/03/2008 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) TAMPA, FL
B
 12/02/2005 - 07/03/2006 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.