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JAIME ARREDONDO
James Arredondo
CRD#: 4981302
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 SAN ANTONIO, TX
Registration History
200620082010201220142016201820202022202420262 FIRMS2006 - 2007 (<1 year)2 FIRMS2020 - Present (4 years)BUSAA FINANCIAL ADVISORS, INC. (CRD# 129035)2007 - 2020 (12 years)BUSAA INVESTMENT MANAGEMENT COMPANY (CRD# 5475)2007 - 2007 (<1 year)IAUSAA INVESTMENT MANAGEMENT COMPANY (CRD# 5475)2018 - 2020 (2 years)IAUSAA FINANCIAL PLANNING SERVICES (CRD# 106352)2009 - 2018 (9 years)IAUSAA INVESTMENT MANAGEMENT COMPANY (CRD# 5475)2007 - 2008 (1 year)
License(s)

State Registrations

B
Alabama 5/26/2020

B
Nebraska 5/26/2020

B
Alaska 5/26/2020

B
Nevada 5/26/2020

B
Arizona 5/26/2020

B
New Hampshire 5/26/2020

B
Arkansas 5/26/2020

B
New Jersey 5/26/2020

B
California 5/26/2020

B
New Mexico 5/26/2020

B
Colorado 5/26/2020

B
New York 5/26/2020

B
Connecticut 5/26/2020

B
North Carolina 5/26/2020

B
Delaware 5/26/2020

B
North Dakota 5/26/2020

B
District of Columbia 5/26/2020

B
Ohio 5/26/2020

B
Florida 5/26/2020

B
Oklahoma 5/26/2020

B
Georgia 5/26/2020

B
Oregon 5/26/2020

B
Hawaii 5/26/2020

B
Pennsylvania 5/26/2020

B
Idaho 5/26/2020

B
Puerto Rico 5/26/2020

B
Illinois 5/26/2020

B
Rhode Island 5/26/2020

B
Indiana 5/26/2020

B
South Carolina 5/26/2020

B
Iowa 5/26/2020

B
South Dakota 5/26/2020

B
Kansas 5/26/2020

B
Tennessee 5/26/2020

B
Kentucky 5/26/2020

IA
Texas 5/23/2020

B
Louisiana 5/26/2020

B
Texas 5/26/2020

B
Maine 5/26/2020

B
Utah 5/26/2020

B
Maryland 5/26/2020

B
Vermont 5/26/2020

B
Massachusetts 5/26/2020

B
Virgin Islands 5/26/2020

B
Michigan 5/26/2020

B
Virginia 5/26/2020

B
Minnesota 5/26/2020

B
Washington 5/26/2020

B
Mississippi 5/26/2020

B
West Virginia 5/26/2020

B
Missouri 5/26/2020

B
Wisconsin 5/26/2020

B
Montana 5/26/2020

B
Wyoming 5/26/2020

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
SAN ANTONIO, TX
Registered with this firm since 5/26/2020

IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
SAN ANTONIO, TX
Registered with this firm since 5/23/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/08/2018 - 05/24/2020 USAA INVESTMENT MANAGEMENT COMPANY (CRD#:5475) SAN ANTONIO, TX
B
09/10/2007 - 05/24/2020 USAA FINANCIAL ADVISORS, INC. (CRD#:129035) SAN ANTONIO, TX
IA
01/02/2009 - 01/08/2018 USAA FINANCIAL PLANNING SERVICES (CRD#:106352) SAN ANTONIO, TX
IA
04/05/2007 - 12/31/2008 USAA INVESTMENT MANAGEMENT COMPANY (CRD#:5475) SAN ANTONIO, TX
B
04/05/2007 - 12/31/2007 USAA INVESTMENT MANAGEMENT COMPANY (CRD#:5475) SAN ANTONIO, TX
IA
06/21/2006 - 03/07/2007 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) SAN ANTONIO, TX
B
04/10/2006 - 03/07/2007 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) SAN ANTONIO, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.