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Detailed Report
RYAN THOMAS FISHER
Ryan T. Fisher
CRD#: 4980968
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 609 DEEP VALLEY DR
SUITE 400
ROLLING HILLS, CA 90274
Registration History
200620082010201220142016201820202022202420262 FIRMS2015 - 2016 (1 year)2 FIRMS2016 - 2017 (1 year)2 FIRMS2017 - 2018 (<1 year)2 FIRMS2018 - 2023 (5 years)2 FIRMS2023 - Present (1 year)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2014 - 2015 (<1 year)BWEDBUSH SECURITIES INC. (CRD# 877)2014 - 2014 (<1 year)BCONCEPT CAPITAL MARKETS, LLC (CRD# 153397)2012 - 2013 (1 year)BSANDERS MORRIS HARRIS INC. (CRD# 20580)2005 - 2011 (6 years)
License(s)

State Registrations

B
Alabama 3/16/2023
B
Nebraska 3/16/2023
B
Alaska 9/5/2023
B
Nevada 9/5/2023
B
Arizona 3/16/2023
B
New Hampshire 3/16/2023
B
Arkansas 3/16/2023
B
New Jersey 3/16/2023
B
California 3/16/2023
B
New Mexico 3/16/2023
IA
California 9/5/2023
B
New York 3/16/2023
B
Colorado 3/16/2023
B
North Carolina 9/5/2023
B
Connecticut 3/16/2023
B
North Dakota 3/16/2023
B
Delaware 3/16/2023
B
Ohio 3/16/2023
B
District of Columbia 3/16/2023
B
Oklahoma 3/16/2023
B
Florida 3/16/2023
B
Oregon 9/5/2023
B
Georgia 3/16/2023
B
Pennsylvania 9/5/2023
B
Hawaii 3/16/2023
B
Puerto Rico 3/16/2023
B
Idaho 3/16/2023
B
Rhode Island 3/16/2023
B
Illinois 3/16/2023
B
South Carolina 3/16/2023
B
Indiana 3/16/2023
B
South Dakota 3/16/2023
B
Iowa 3/16/2023
B
Tennessee 3/16/2023
B
Kansas 3/16/2023
B
Texas 3/16/2023
B
Kentucky 3/16/2023
IA
Texas 9/5/2023
B
Louisiana 3/16/2023
B
Utah 3/29/2023
B
Maine 3/16/2023
B
Vermont 3/16/2023
B
Maryland 3/16/2023
B
Virgin Islands 3/16/2023
B
Massachusetts 9/5/2023
B
Virginia 9/5/2023
B
Michigan 3/16/2023
B
Washington 3/16/2023
B
Minnesota 3/16/2023
B
West Virginia 9/5/2023
B
Mississippi 3/16/2023
B
Wisconsin 3/16/2023
B
Missouri 3/16/2023
B
Wyoming 3/16/2023
B
Montana 3/16/2023

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
609 DEEP VALLEY DR SUITE 400, ROLLING HILLS, CA 90274
Registered with this firm since 9/5/2023
B
MORGAN STANLEY (CRD#:149777)
609 DEEP VALLEY DR SUITE 400, ROLLING HILLS, CA 90274
Registered with this firm since 3/16/2023
Previous Registration(s)
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IA
 04/20/2018 - 09/05/2023 E*TRADE CAPITAL MANAGEMENT, LLC (CRD#:42159) ROLLING HILLS, CA
B
 04/20/2018 - 09/05/2023 E*TRADE SECURITIES LLC (CRD#:29106) ROLLING HILLS, CA
IA
 09/05/2017 - 04/24/2018 STRATEGIC ADVISERS LLC (CRD#:104555) TORRANCE, CA
B
 08/28/2017 - 04/23/2018 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) TORRANCE, CA
IA
 07/13/2016 - 08/24/2017 E*TRADE CAPITAL MANAGEMENT, LLC (CRD#:42159) Torrance, CA
B
 07/13/2016 - 08/24/2017 E*TRADE SECURITIES LLC (CRD#:29106) TORRANCE, CA
IA
 06/20/2015 - 07/08/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) TORRANCE, CA
B
 04/13/2015 - 07/08/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) TORRANCE, CA
B
 06/03/2014 - 04/01/2015 J.P. MORGAN SECURITIES LLC (CRD#:79) TORRANCE, CA
B
 01/03/2014 - 04/22/2014 WEDBUSH SECURITIES INC. (CRD#:877) LOS ANGELES, CA
B
 01/03/2012 - 12/31/2013 CONCEPT CAPITAL MARKETS, LLC (CRD#:153397) LOS ANGELES, CA
B
 08/17/2005 - 12/31/2011 SANDERS MORRIS HARRIS INC. (CRD#:20580) LOS ANGELES, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.