• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
JORGE JAVIER ARESTI RODRIGUEZ
JORGE Javier ARESTI
CRD#: 4980914
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 550 BILTMORE WAY
SUITE 1100
CORAL GABLES, FL 33134
Registration History
200620082010201220142016201820202022202420262 FIRMS2022 - Present (2 years)BUBS INTERNATIONAL INC. (CRD# 107726)2005 - 2009 (4 years)
License(s)

State Registrations

B
California 4/22/2022

B
Pennsylvania 4/22/2022

B
Connecticut 7/10/2024

B
South Dakota 2/8/2023

B
Delaware 4/22/2022

B
Utah 7/10/2024

B
District of Columbia 4/22/2022

B
Vermont 7/10/2024

B
Florida 1/28/2022

B
Virgin Islands 7/10/2024

IA
Florida 5/24/2022

B
Virginia 4/22/2022

B
New York 4/20/2022

B
Washington 4/22/2022

IA
New York 4/20/2022

B
Wyoming 5/26/2022

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
550 BILTMORE WAY SUITE 1100, CORAL GABLES, FL 33134
Weston, FL
Registered with this firm since 4/20/2022

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
550 BILTMORE WAY SUITE 1100, CORAL GABLES, FL 33134
Weston, FL
Registered with this firm since 1/20/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
B
08/10/2005 - 11/23/2009 UBS INTERNATIONAL INC. (CRD#:107726) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.