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MICHAEL ALAN MASTERS
MICHAEL A MASTERS, MIKE MASTERS
CRD#: 4980693
IA
B
NEWEDGE ADVISORSCRD#: 171351 3930 E Jones Bridge Rd, Ste 370
Peachtree Corners, GA 30092
Peachtree Corners, GA 30092
NEWEDGE SECURITIES, LLCCRD#: 10674 3930 E Jones Bridge Rd
Suite 370
Peachtree Corners, GA 30092
Suite 370
Peachtree Corners, GA 30092
0
Disclosures
19
Years of Experience
View By:
State Registrations
B
Florida 2/2/2023
B
North Carolina 1/6/2023
B
Georgia 1/6/2023
B
Pennsylvania 4/19/2023
IA
Georgia 1/10/2023
IA
Texas 1/6/2023
IA
Louisiana 1/30/2024
SRO Registrations
B
B
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IA
Registered with this firm since 1/6/2023
B
Registered with this firm since 1/6/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/03/2013 - 01/27/2023 | ALPHARETTA, GA | |
B | 05/03/2013 - 01/27/2023 | ALPHARETTA, GA | |
IA | 08/03/2005 - 05/06/2013 | ATLANTA, GA | |
B | 07/21/2005 - 05/06/2013 | ATLANTA, GA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.