• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
BRENDAN J YORK
CRD#: 4980270
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 160 FEDERAL STREET
BOSTON, MA 02110
Registration History
200620082010201220142016201820202022202420262 FIRMS2023 - Present (1 year)IAJ.P. MORGAN PRIVATE WEALTH ADV... (CRD# 108559)2018 - Present (6 years)BFIRST REPUBLIC SECURITIES COMP... (CRD# 105108)2018 - 2023 (5 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2005 - 2018 (12 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2006 - 2018 (11 years)
License(s)

State Registrations

B
Alabama 9/29/2023

B
Montana 9/29/2023

B
Alaska 9/29/2023

B
Nebraska 9/29/2023

B
Arizona 9/29/2023

B
Nevada 9/29/2023

B
Arkansas 9/29/2023

B
New Hampshire 9/29/2023

IA
California 3/22/2019

B
New Jersey 9/29/2023

B
California 9/29/2023

B
New Mexico 9/29/2023

B
Colorado 9/29/2023

B
New York 9/29/2023

IA
Connecticut 4/20/2018

B
North Carolina 9/29/2023

B
Connecticut 9/29/2023

B
North Dakota 9/29/2023

B
Delaware 9/29/2023

B
Ohio 9/29/2023

B
District of Columbia 9/29/2023

B
Oklahoma 9/29/2023

IA
Florida 4/5/2019

B
Oregon 9/29/2023

B
Florida 9/29/2023

B
Pennsylvania 9/29/2023

B
Georgia 9/29/2023

IA
Pennsylvania 1/12/2024

B
Hawaii 9/29/2023

B
Puerto Rico 9/29/2023

B
Idaho 9/29/2023

B
Rhode Island 9/29/2023

B
Illinois 9/29/2023

B
South Carolina 9/29/2023

B
Indiana 9/29/2023

B
South Dakota 9/29/2023

B
Iowa 9/29/2023

B
Tennessee 9/29/2023

B
Kansas 9/29/2023

B
Texas 9/29/2023

B
Kentucky 9/29/2023

IA
Texas 11/20/2023

B
Louisiana 9/29/2023

B
Utah 9/29/2023

B
Maine 9/29/2023

B
Vermont 9/29/2023

B
Maryland 9/29/2023

B
Virgin Islands 11/20/2023

IA
Massachusetts 4/30/2018

B
Virginia 9/29/2023

B
Massachusetts 9/29/2023

B
Washington 9/29/2023

B
Michigan 9/29/2023

B
West Virginia 9/29/2023

B
Minnesota 9/29/2023

B
Wisconsin 9/29/2023

B
Mississippi 9/29/2023

B
Wyoming 9/29/2023

B
Missouri 9/29/2023

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
160 FEDERAL STREET, BOSTON, MA 02110
Sewickley, PA
Registered with this firm since 11/20/2023

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
160 FEDERAL STREET, BOSTON, MA 02110
Sewickley, PA
Registered with this firm since 9/29/2023

IA
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC (CRD#:108559)
160 Federal Street, Boston, MA 02110
Sewickley, PA
Registered with this firm since 4/20/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
B
04/20/2018 - 09/29/2023 FIRST REPUBLIC SECURITIES COMPANY, LLC (CRD#:105108) BOSTON, MA
IA
06/09/2006 - 04/24/2018 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BOSTON, MA
B
09/27/2005 - 04/24/2018 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BOSTON, MA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.