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SOPHIE ILIESCU
SOFICA ERHAN, SOPHIE LUPU, SOFICA MIHAI, SOFICA Mihai
CRD#: 4979755
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 892 N TUSTIN ST
ORANGE, CA 92867
Registration History
20082010201220142016201820202022202420262 FIRMS2011 - 2013 (1 year)2 FIRMS2013 - 2016 (2 years)2 FIRMS2016 - 2017 (1 year)2 FIRMS2017 - 2020 (2 years)2 FIRMS2020 - 2023 (3 years)2 FIRMS2023 - Present (1 year)BZECCO TRADING, INC. (CRD# 135398)2010 - 2011 (1 year)BASSENT LLC (CRD# 104162)2009 - 2010 (<1 year)BSIGNATOR INVESTORS, INC. (CRD# 468)2007 - 2008 (<1 year)
License(s)

State Registrations

B
California 6/22/2023

B
Colorado 6/22/2023

IA
California 6/23/2023

B
New York 7/1/2024

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
892 N TUSTIN ST, ORANGE, CA 92867
6952 BOLSA AVE, HUNTINGTON BEACH, CA 92647
Registered with this firm since 6/23/2023

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
892 N TUSTIN ST, ORANGE, CA 92867
6952 BOLSA AVE, HUNTINGTON BEACH, CA 92647
Registered with this firm since 6/22/2023

Previous Registration(s)
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IA
06/09/2020 - 06/21/2023 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) LAGUNA NIGUEL, CA
B
06/09/2020 - 06/21/2023 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) LAGUNA NIGUEL, CA
IA
10/17/2017 - 05/06/2020 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) LAKE FOREST, CA
B
10/16/2017 - 05/06/2020 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) LAKE FOREST, CA
IA
02/05/2016 - 10/17/2017 UNIONBANC INVESTMENT SERVICES, LLC (CRD#:14455) TUSTIN, CA
B
02/04/2016 - 10/17/2017 UNIONBANC INVESTMENT SERVICES, LLC (CRD#:14455) TUSTIN, CA
IA
07/19/2013 - 02/10/2016 BANCWEST INVESTMENT SERVICES, INC. (BWIS) AND BWIS D/B/A FHIS (CRD#:29357) NORTHRIDGE, CA
B
07/19/2013 - 02/10/2016 BANCWEST INVESTMENT SERVICES, INC. (CRD#:29357) NORTHRIDGE, CA
IA
11/02/2011 - 07/18/2013 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SANTA ANA, CA
B
11/01/2011 - 07/18/2013 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SANTA ANA, CA
B
05/17/2010 - 08/01/2011 ZECCO TRADING, INC. (CRD#:135398) GLENDALE, CA
B
07/31/2009 - 04/29/2010 ASSENT LLC (CRD#:104162) LOS ANGELES, CA
B
10/29/2007 - 06/09/2008 SIGNATOR INVESTORS, INC. (CRD#:468) WALNUT CREEK, CA
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B
Broker
IA
Investment Adviser
Disclosures
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