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Detailed Report
PATRICK J SMITH
PAT SMITH, PATRICK JOSEPH SMITH, PATRICK SMITH
CRD#: 4979584
IA
Investment Adviser
MORGAN STANLEY INSTITUTIONAL INVESTMENT ADVISORS LLCCRD#: 149122 5299 DTC Boulevard, Suite 1000
Greenwood Village, CO 80111
Registration History
20222023202420252026IAMORGAN STANLEY INSTITUTIONAL I... (CRD# 149122)2024 - Present (<1 year)IACOOK STREET CONSULTING, INC. (CRD# 112829)2022 - 2024 (2 years)
License(s)

State Registrations

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Colorado 6/25/2024
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Texas 6/25/2024
Current Registration(s)
IA
MORGAN STANLEY INSTITUTIONAL INVESTMENT ADVISORS LLC (CRD#:149122)
5299 DTC Boulevard, Suite 1000, Greenwood Village, CO 80111
Registered with this firm since 6/25/2024
Previous Registration(s)
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 02/16/2022 - 07/16/2024 COOK STREET CONSULTING, INC. (CRD#:112829) GREENWOOD VILLAGE, CO
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.