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JULIE LEE HOLMES
JULIE L PASSUCCIO, JULIE LEE PASSUCCIO
CRD#: 4979319
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D.A. DAVIDSON & CO.CRD#: 199 283 W. FRONT STREET
SUITE 101
MISSOULA, MT 59807
SUITE 101
MISSOULA, MT 59807
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Disclosures
16
Years of Experience
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State Registrations
B
Alaska 2/3/2016
B
Nevada 1/6/2011
B
Arizona 1/6/2011
B
New Jersey 1/4/2022
B
California 1/6/2011
B
New Mexico 1/6/2011
B
Colorado 1/6/2011
B
North Carolina 10/14/2013
B
Delaware 6/27/2018
B
North Dakota 9/8/2023
B
District of Columbia 11/26/2013
B
Ohio 1/7/2011
B
Florida 1/6/2011
B
Oregon 1/6/2011
B
Georgia 3/17/2025
B
South Dakota 10/5/2020
B
Idaho 1/6/2011
B
Texas 1/6/2011
B
Illinois 10/5/2020
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Texas 2/6/2019
B
Massachusetts 5/26/2015
B
Utah 1/6/2011
B
Michigan 1/6/2011
B
Virginia 1/6/2011
B
Minnesota 2/9/2012
B
Washington 1/6/2011
B
Mississippi 5/15/2024
B
West Virginia 10/5/2020
B
Montana 7/20/2009
B
Wyoming 1/6/2011
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Montana 2/7/2017
SRO Registrations
B
B
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Registered with this firm since 2/7/2017
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Registered with this firm since 1/7/2009
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.