Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
BRYAN CHARLES FORONJY
CRD#: 4978922
IA
B
FORONJY FINANCIALCRD#: 332380 401 CHAPALA STREET
SUITE 105
SANTA BARBARA, CA 93101
SUITE 105
SANTA BARBARA, CA 93101
0
Disclosures
17
Years of Experience
View By:
State Registrations
IA
California 10/7/2024
IA
Registered with this firm since 10/7/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/06/2016 - 10/07/2024 | San Luis Obispo, CA | |
B | 05/20/2015 - 09/27/2024 | SAN LUIS OBISPO, CA | |
IA | 03/21/2018 - 10/08/2020 | SAN LUIS OBISPO, CA | |
IA | 05/22/2015 - 07/06/2016 | SAN LUIS OBISPO, CA | |
IA | 01/29/2008 - 05/22/2015 | SANTA BARBARA, CA | |
B | 01/25/2008 - 05/21/2015 | SANTA BARBARA, CA | |
IA | 07/03/2007 - 12/14/2007 | SAN DIEGO, CA | |
B | 04/10/2007 - 12/14/2007 | SAN DIEGO, CA |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.