Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
SEAN MICHAEL STONEBACK
CRD#: 4978553
IA
Investment Adviser
B
Broker
EQUITABLE ADVISORS, LLCCRD#: 6627 210 LAKE DRIVE EAST
SUITE 310
CHERRY HILL, NJ 08002
Registration History
20062008201020122014201620182020202220242026IAEQUITABLE ADVISORS, LLC (CRD# 6627)2006 - Present (19 years)BEQUITABLE ADVISORS, LLC (CRD# 6627)2005 - Present (19 years)
Disclosure(s)
View By:
5/27/2014
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 6/30/2016
B
Massachusetts 7/6/2021
IA
Arizona 7/14/2016
B
New Hampshire 2/10/2025
B
Colorado 1/28/2019
B
New Jersey 11/2/2005
IA
Colorado 1/31/2019
IA
New Jersey 1/11/2006
B
Connecticut 7/10/2020
B
New York 1/11/2008
IA
Connecticut 7/17/2020
IA
New York 5/18/2021
B
Delaware 1/17/2008
B
North Carolina 6/11/2010
IA
Delaware 9/16/2010
IA
North Carolina 2/18/2014
B
District of Columbia 6/9/2016
B
Pennsylvania 4/25/2006
IA
District of Columbia 7/6/2016
IA
Pennsylvania 10/26/2009
B
Florida 8/18/2017
B
South Carolina 8/18/2017
IA
Florida 8/29/2017
IA
South Carolina 8/29/2017
B
Georgia 3/5/2012
B
Texas 5/22/2012
IA
Georgia 3/12/2012
IA
Texas 5/30/2012
B
Indiana 10/15/2014
B
Utah 4/15/2024
IA
Indiana 11/5/2014
IA
Utah 4/16/2024
B
Maryland 2/20/2008
B
Virginia 10/4/2019
IA
Maryland 3/22/2011
IA
Virginia 10/17/2019

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EQUITABLE ADVISORS, LLC (CRD#:6627)
210 LAKE DRIVE EAST SUITE 310, CHERRY HILL, NJ 08002
Registered with this firm since 1/11/2006
B
EQUITABLE ADVISORS, LLC (CRD#:6627)
210 LAKE DRIVE EAST SUITE 310, CHERRY HILL, NJ 08002
Registered with this firm since 11/2/2005
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.