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Detailed Report
BRYON TIMOTHY GLIME
BRYON GLIME
CRD#: 4977989
IA
Previous Investment Adviser
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Previous Broker
BARRED BY FINRA OR THE SEC
FINRA has barred this individual from acting as a broker or otherwise associating with a broker-dealer firm.
The representative was previously registered both as an investment adviser and as a broker. Visit BrokerCheck for more information on this individual's Broker record. Go to BrokerCheck Site
Registration History
2005200620072008200920102011201220132014201520162017IACAPITAL INVESTMENT ADVISORY SE... (CRD# 149124)2010 - 2015 (5 years)IASUNTRUST INVESTMENT SERVICES, INC. (CRD# 17499)2008 - 2010 (1 year)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2006 - 2008 (2 years)IALEGG MASON WOOD WALKER INC (CRD# 6555)2005 - 2006 (<1 year)
Disclosure(s)
View By:
6/14/2016
Regulatory
Final
10/10/2015
Customer Dispute
Closed-No Action
9/23/2015
Employment Separation After Allegations
8/20/2013
Judgment / Lien
7/5/2013
Judgment / Lien
1/17/2013
Criminal
Final Disposition
4/18/2012
Judgment / Lien
6/10/2011
Customer Dispute
Withdrawn
11/21/2008
Customer Dispute
Settled
Previous Registration(s)
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 03/23/2010 - 09/24/2015 CAPITAL INVESTMENT ADVISORY SERVICES, LLC (CRD#:149124) FEDERALSBURG, MD
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 09/29/2008 - 03/19/2010 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) GLEN BURNIE, MD
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 02/21/2006 - 10/09/2008 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) BALTIMORE, MD
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 08/19/2005 - 02/21/2006 LEGG MASON WOOD WALKER INC (CRD#:6555) BALTIMORE, MD
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.