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Detailed Report
WILLIAM HAMADA PETTUS
CRD#: 4977524
IA
Investment Adviser
B
Broker
MUTUAL ADVISORS, LLCCRD#: 167658 1419 Highland Ave.
Manhattan Beach, CA 90266
MUTUAL SECURITIES, INC.CRD#: 13092 1419 Highland Ave.
Manhattan Beach, CA 90266
Registration History
200620082010201220142016201820202022202420262 FIRMS2010 - 2016 (6 years)2 FIRMS2016 - 2019 (2 years)2 FIRMS2019 - Present (5 years)BSAGEPOINT FINANCIAL, INC. (CRD# 133763)2005 - 2010 (4 years)BSUNAMERICA SECURITIES, INC. (CRD# 20068)2005 - 2005 (<1 year)IAIRA WEALTH MANAGEMENT (CRD# 133403)2017 - 2019 (2 years)
License(s)

State Registrations

B
California 5/3/2019
B
Pennsylvania 5/7/2019
IA
California 5/3/2019
B
South Carolina 4/10/2023
B
Colorado 8/14/2019
B
Washington 11/12/2021
B
Illinois 4/10/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
MUTUAL SECURITIES, INC. (CRD#:13092)
1419 Highland Ave., Manhattan Beach, CA 90266
Pasadena, CA
Registered with this firm since 5/3/2019
IA
MUTUAL ADVISORS, LLC (CRD#:167658)
1419 Highland Ave., Manhattan Beach, CA 90266
Registered with this firm since 5/3/2019
Previous Registration(s)
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IA
 01/03/2017 - 07/03/2019 IRA WEALTH MANAGEMENT (CRD#:133403) EL SEGUNDO, CA
IA
 08/26/2016 - 05/07/2019 FIRST ALLIED ADVISORY SERVICES, INC. (CRD#:137888) El Segundo, CA
B
 08/26/2016 - 05/07/2019 FIRST ALLIED SECURITIES, INC. (CRD#:32444) EL SEGUNDO, CA
IA
 02/08/2010 - 09/10/2016 WADDELL & REED (CRD#:866) TORRANCE, CA
B
 02/05/2010 - 09/10/2016 WADDELL & REED (CRD#:866) TORRANCE, CA
B
 10/31/2005 - 02/02/2010 SAGEPOINT FINANCIAL, INC. (CRD#:133763) SANTA MONICA, CA
B
 06/27/2005 - 10/31/2005 SUNAMERICA SECURITIES, INC. (CRD#:20068) PHOENIX, AZ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.