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WILLIAM HAMADA PETTUS
CRD#: 4977524
IA
B
MUTUAL ADVISORS, LLCCRD#: 167658 1419 Highland Ave.
Manhattan Beach, CA 90266
Manhattan Beach, CA 90266
MUTUAL SECURITIES, INC.CRD#: 13092 1419 Highland Ave.
Manhattan Beach, CA 90266
Manhattan Beach, CA 90266
0
Disclosures
19
Years of Experience
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State Registrations
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California 5/3/2019
B
Pennsylvania 5/7/2019
IA
California 5/3/2019
B
South Carolina 4/10/2023
B
Colorado 8/14/2019
B
Washington 11/12/2021
B
Illinois 4/10/2023
SRO Registrations
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Registered with this firm since 5/3/2019
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Registered with this firm since 5/3/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/03/2017 - 07/03/2019 | EL SEGUNDO, CA | |
IA | 08/26/2016 - 05/07/2019 | El Segundo, CA | |
B | 08/26/2016 - 05/07/2019 | EL SEGUNDO, CA | |
IA | 02/08/2010 - 09/10/2016 | TORRANCE, CA | |
B | 02/05/2010 - 09/10/2016 | TORRANCE, CA | |
B | 10/31/2005 - 02/02/2010 | SANTA MONICA, CA | |
B | 06/27/2005 - 10/31/2005 | PHOENIX, AZ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.