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MELINDA DARLENE SUNG
MALINDA DARLENE SUNG
CRD#: 4977496
IA
Investment Adviser
B
Broker
OPPENHEIMER & CO. INC.CRD#: 249 PHIPPS TOWER-3438 PEACHTREE RD NE
SUITE 950
ATLANTA, GA 30326
Registration History
20082010201220142016201820202022202420262 FIRMS2007 - 2009 (1 year)2 FIRMS2009 - 2019 (10 years)2 FIRMS2019 - Present (5 years)
Disclosure(s)
View By:
10/4/2019
Employment Separation After Allegations
License(s)

State Registrations

B
Alabama 10/7/2019

B
Missouri 10/7/2019

B
Arizona 10/7/2019

B
Montana 10/8/2019

B
Arkansas 10/8/2019

B
Nebraska 10/7/2019

B
California 10/8/2019

B
Nevada 10/7/2019

B
Colorado 10/8/2019

B
New Hampshire 10/8/2019

B
Connecticut 10/7/2019

B
New Jersey 10/7/2019

B
Delaware 10/8/2019

B
New Mexico 8/22/2023

B
District of Columbia 10/11/2019

B
New York 10/11/2019

B
Florida 10/7/2019

B
North Carolina 10/7/2019

B
Georgia 10/4/2019

B
Ohio 10/8/2019

IA
Georgia 10/9/2019

B
Oklahoma 10/7/2019

B
Hawaii 10/7/2019

B
Oregon 9/25/2024

B
Illinois 10/14/2019

B
Pennsylvania 10/8/2019

B
Indiana 10/7/2019

B
Rhode Island 10/4/2022

B
Iowa 10/8/2019

B
South Carolina 10/8/2019

B
Kansas 10/7/2019

B
South Dakota 10/7/2019

B
Kentucky 10/7/2019

B
Tennessee 10/8/2019

B
Louisiana 10/8/2019

B
Texas 10/8/2019

B
Maine 10/8/2019

B
Utah 6/10/2021

B
Maryland 10/7/2019

B
Vermont 10/7/2019

B
Massachusetts 10/7/2019

B
Virginia 10/8/2019

B
Michigan 10/7/2019

B
Washington 10/8/2019

B
Minnesota 10/7/2019

B
West Virginia 10/7/2019

B
Mississippi 10/8/2019

B
Wisconsin 10/8/2019

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OPPENHEIMER & CO. INC. (CRD#:249)
PHIPPS TOWER-3438 PEACHTREE RD NE SUITE 950, ATLANTA, GA 30326
Registered with this firm since 10/9/2019

B
OPPENHEIMER & CO. INC. (CRD#:249)
PHIPPS TOWER-3438 PEACHTREE RD NE SUITE 950, ATLANTA, GA 30326
Registered with this firm since 10/4/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/16/2009 - 10/22/2019 MORGAN STANLEY (CRD#:149777) ATLANTA, GA
B
07/08/2009 - 10/22/2019 MORGAN STANLEY (CRD#:149777) ATLANTA, GA
IA
12/05/2007 - 07/02/2009 UBS FINANCIAL SERVICES INC. (CRD#:8174) ATLANTA, GA
B
08/31/2007 - 07/02/2009 UBS FINANCIAL SERVICES INC. (CRD#:8174) ATLANTA, GA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.