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Oluseye A Efunnuga
OLUSEYE A EFUNNUGA, SHAYE A EFUNNUGA
CRD#: 4976797
IA
B
MORGAN STANLEYCRD#: 149777 100 Front Street
Suite 600
West Conshohocken, PA 19428
Suite 600
West Conshohocken, PA 19428
0
Disclosures
16
Years of Experience
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State Registrations
B
Arizona 7/16/2024
B
New Mexico 7/16/2024
B
California 7/16/2024
B
New York 7/16/2024
B
Colorado 7/16/2024
B
North Carolina 8/13/2024
B
Connecticut 7/16/2024
B
Ohio 7/16/2024
B
Delaware 7/16/2024
B
Oklahoma 8/13/2024
B
District of Columbia 7/16/2024
B
Pennsylvania 7/16/2024
B
Florida 7/16/2024
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Pennsylvania 7/16/2024
B
Georgia 7/16/2024
B
Rhode Island 7/16/2024
B
Hawaii 7/16/2024
B
South Carolina 7/16/2024
B
Illinois 7/16/2024
B
South Dakota 7/16/2024
B
Maine 8/13/2024
B
Texas 7/16/2024
B
Maryland 7/16/2024
IA
Texas 7/16/2024
B
Massachusetts 7/16/2024
B
Utah 7/16/2024
B
Michigan 7/16/2024
B
Vermont 7/16/2024
B
Montana 7/16/2024
B
Virginia 7/16/2024
B
Nevada 7/16/2024
B
Washington 7/16/2024
B
New Hampshire 7/16/2024
B
West Virginia 7/16/2024
B
New Jersey 7/16/2024
B
Wyoming 7/16/2024
SRO Registrations
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B
B
B
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IA
Registered with this firm since 7/16/2024
B
Registered with this firm since 7/16/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/11/2017 - 03/20/2024 | West Conshohocken, PA | |
B | 03/30/2017 - 03/20/2024 | West Conshohocken, PA | |
B | 12/10/2013 - 03/27/2017 | NEWARK, DE | |
B | 10/13/2011 - 03/18/2013 | NEW YORK, NY | |
B | 10/01/2008 - 05/18/2010 | NEW YORK, NY | |
B | 08/07/2008 - 10/01/2008 | NEW YORK, NY | |
IA | 02/29/2008 - 07/23/2008 | NEW YORK, NY | |
B | 01/25/2007 - 07/23/2008 | NEW YORK, NY | |
B | 10/10/2006 - 12/20/2006 | BALA CYNWYD, PA | |
B | 06/30/2005 - 07/11/2006 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.