Individual Firm
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MATTHEW PATRICK LUCKHAM
CRD#: 4976710
IA
B
LPL FINANCIAL LLCCRD#: 6413 3131 CAMINO DEL RIO N
STE 1650
SAN DIEGO, CA 92108
STE 1650
SAN DIEGO, CA 92108
0
Disclosures
19
Years of Experience
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State Registrations
B
Arizona 1/13/2025
B
New York 1/13/2025
B
California 1/13/2025
B
North Carolina 1/15/2025
IA
California 1/14/2025
B
Ohio 1/13/2025
B
Colorado 1/13/2025
B
Oregon 1/13/2025
B
Florida 1/13/2025
B
Pennsylvania 1/13/2025
B
Georgia 1/13/2025
B
South Carolina 1/13/2025
B
Hawaii 1/13/2025
B
Texas 1/13/2025
B
Indiana 1/13/2025
IA
Texas 1/13/2025
B
Maryland 1/13/2025
B
Utah 1/13/2025
B
Massachusetts 1/13/2025
B
Virginia 1/13/2025
B
Michigan 1/13/2025
B
Washington 1/13/2025
B
Montana 1/13/2025
SRO Registrations
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IA
Registered with this firm since 1/13/2025
B
Registered with this firm since 1/13/2025
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/05/2007 - 01/15/2025 | SAN DIEGO, CA | |
B | 11/15/2005 - 01/15/2025 | SAN DIEGO, CA | |
IA | 01/29/2019 - 01/15/2023 | San Diego, CA | |
IA | 01/18/2017 - 01/26/2019 | San Diego, CA | |
IA | 05/15/2006 - 12/31/2016 | SAN DIEGO, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.