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Detailed Report
PATRICK O'ROURKE DINAN
PAT DINAN, PATRICK OROURKE DINAN, PATRICK DINAN
CRD#: 4974335
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Investment Adviser
IMPACT FIDUCIARY LLCCRD#: 288345 21 MILLER ALLEY
SUITE 210
PASADENA, CA 91105
Registration History
200620082010201220142016201820202022202420262 FIRMS2009 - 2012 (3 years)IAIMPACT FIDUCIARY LLC (CRD# 288345)2017 - Present (7 years)IAPERSONAL CAPITAL ADVISORS CORP... (CRD# 155172)2012 - 2017 (4 years)IAU.S. BANCORP INVESTMENTS, INC. (CRD# 17868)2008 - 2009 (<1 year)IANAVY FEDERAL ASSET MANAGEMENT, LLC (CRD# 144244)2007 - 2008 (1 year)IAFEDERATED INVESTMENT COUNSELING (CRD# 105325)2005 - 2007 (2 years)
License(s)

State Registrations

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California 6/6/2017
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New York 9/6/2022
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Louisiana 12/11/2024
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Texas 10/20/2017
Current Registration(s)
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IMPACT FIDUCIARY LLC (CRD#:288345)
21 MILLER ALLEY SUITE 210, PASADENA, CA 91105
Registered with this firm since 6/6/2017
Previous Registration(s)
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 10/29/2012 - 05/18/2017 PERSONAL CAPITAL ADVISORS CORPORATION (CRD#:155172) SAN FRANCISCO, CA
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 10/22/2009 - 10/26/2012 AMERIVEST INVESTMENT MANAGEMENT, LLC (CRD#:111514) WALNUT CREEK, CA
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 10/22/2009 - 10/26/2012 TD AMERITRADE, INC. (CRD#:7870) WALNUT CREEK, CA
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 11/21/2008 - 10/01/2009 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) SAN DIEGO, CA
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 11/26/2007 - 11/14/2008 NAVY FEDERAL ASSET MANAGEMENT, LLC (CRD#:144244) VIENNA, VA
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 08/10/2005 - 10/19/2007 FEDERATED INVESTMENT COUNSELING (CRD#:105325) PITTSBURGH, PA
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.