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Detailed Report
LAUREN R SAMBRANO
COOKIE SAMBRANO
CRD#: 4974030
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 1901 Main Street
Suite 700
Irvine, CA 92614
Registration History
2008201020122014201620182020202220242026IAMORGAN STANLEY (CRD# 149777)2017 - Present (7 years)BMORGAN STANLEY (CRD# 149777)2009 - Present (15 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2007 - 2009 (1 year)
License(s)

State Registrations

B
Arizona 10/22/2015
B
Nevada 10/22/2015
B
California 9/7/2013
B
New Jersey 10/22/2015
IA
California 7/31/2017
B
New Mexico 10/22/2015
B
Colorado 10/22/2015
B
New York 10/22/2015
B
Connecticut 4/8/2021
B
North Carolina 10/23/2015
B
Delaware 4/16/2021
B
Oregon 10/22/2015
B
Florida 10/22/2015
B
Pennsylvania 1/25/2018
B
Georgia 10/22/2015
B
Tennessee 10/22/2015
B
Hawaii 1/18/2018
B
Texas 10/22/2015
B
Idaho 10/22/2015
IA
Texas 3/11/2020
B
Illinois 10/22/2015
B
Utah 10/22/2015
B
Maryland 10/22/2015
B
Vermont 10/22/2015
B
Massachusetts 10/22/2015
B
Virginia 10/22/2015
B
Michigan 10/22/2015
B
Washington 10/22/2015
B
Montana 10/22/2015
B
Wisconsin 10/22/2015

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
1901 Main Street Suite 700, Irvine, CA 92614
Registered with this firm since 7/31/2017
B
MORGAN STANLEY (CRD#:149777)
1901 Main Street Suite 700, Irvine, CA 92614
Registered with this firm since 6/1/2009
Previous Registration(s)
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B
 07/06/2007 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) IRVINE, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.