Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
Cody Brandon Vardeman
BRANDON VARDEMAN CODY
CRD#: 4974020
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 130 EDWARD JONES BLVD
ST LOUIS, MO 63043
Registration History
20062008201020122014201620182020202220242026IAEDWARD JONES (CRD# 250)2008 - Present (16 years)BEDWARD JONES (CRD# 250)2005 - Present (19 years)
Disclosure(s)
View By:
1/8/2013
Customer Dispute
Denied
License(s)

State Registrations

B
Missouri 8/16/2005
IA
Missouri 12/16/2016

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
130 EDWARD JONES BLVD, ST LOUIS, MO 63043
Registered with this firm since 7/21/2008
B
EDWARD JONES (CRD#:250)
130 EDWARD JONES BLVD, ST LOUIS, MO 63043
Registered with this firm since 8/9/2005
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.