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Detailed Report
Colin Wong
COLIN WONG, Colin William Wong
CRD#: 4973663
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 2855 WEST LAKE HOUSTON PKWY
Suite 111
KINGWOOD, TX 77339
Registration History
200620082010201220142016201820202022202420262 FIRMS2019 - Present (5 years)BAXA ADVISORS, LLC (CRD# 6627)2005 - 2019 (13 years)IAAXA ADVISORS, LLC (CRD# 6627)2006 - 2019 (13 years)
License(s)

State Registrations

B
Arizona 7/1/2021
B
Texas 6/28/2019
B
Colorado 7/31/2019
IA
Texas 6/28/2019
B
Florida 7/15/2019
B
Utah 4/5/2024
B
Oklahoma 7/2/2021
B
Washington 6/23/2021

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
2855 WEST LAKE HOUSTON PKWY Suite 111, KINGWOOD, TX 77339
Registered with this firm since 6/28/2019
B
EDWARD JONES (CRD#:250)
2855 WEST LAKE HOUSTON PKWY Suite 111, KINGWOOD, TX 77339
Registered with this firm since 6/28/2019
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/18/2006 - 05/22/2019 AXA ADVISORS, LLC (CRD#:6627) KATY, TX
B
 07/08/2005 - 05/22/2019 AXA ADVISORS, LLC (CRD#:6627) KATY, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.