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BARRETT C. BRIGHTWELL MR.
BARRETT C. BRIGHTWELL
CRD#: 4973342
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 10000 AVALON BLVD
ALPHARETTA, GA 30009
Registration History
200620082010201220142016201820202022202420262 FIRMS2005 - 2007 (1 year)2 FIRMS2007 - 2008 (1 year)2 FIRMS2008 - Present (16 years)
Disclosure(s)
View By:
3/24/2020
Customer Dispute
Denied
1/27/2020
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 6/18/2010

B
New Jersey 3/6/2019

B
California 11/6/2013

B
New Mexico 7/22/2022

B
Colorado 9/11/2019

B
New York 9/14/2011

B
Connecticut 1/6/2025

B
North Carolina 3/1/2017

B
District of Columbia 9/5/2024

B
Ohio 9/14/2011

B
Florida 2/7/2013

B
Oregon 5/6/2021

B
Georgia 9/12/2008

B
Pennsylvania 4/11/2013

IA
Georgia 9/30/2008

B
South Carolina 5/17/2010

B
Illinois 11/21/2012

B
Tennessee 9/12/2008

B
Indiana 9/6/2024

IA
Texas 9/12/2008

B
Louisiana 3/16/2015

B
Texas 4/14/2014

B
Minnesota 5/31/2023

B
Utah 1/3/2025

B
Missouri 1/3/2025

B
Virginia 1/3/2025

B
Montana 8/31/2022

B
Washington 7/22/2019

B
Nevada 4/11/2013

B
West Virginia 7/20/2021

B
New Hampshire 8/26/2020

B
Wisconsin 12/6/2021

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
10000 AVALON BLVD, ALPHARETTA, GA 30009
Registered with this firm since 9/12/2008

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
10000 AVALON BLVD, ALPHARETTA, GA 30009
Registered with this firm since 9/12/2008

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/02/2007 - 09/22/2008 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) CHATTANOOGA, TN
B
04/02/2007 - 09/22/2008 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) CHATTANOOGA, TN
IA
09/15/2005 - 04/02/2007 MORGAN STANLEY (CRD#:7556) CHATTANOOGA, TN
B
08/08/2005 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) CHATTANOOGA, TN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.