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JOSHUA R LEWIS
JOSH R LEWIS
CRD#: 4972653
IA
B
MORGAN STANLEYCRD#: 149777 2400 Lakeview Parkway Suite 300
Alpharetta, GA 30009
Alpharetta, GA 30009
0
Disclosures
18
Years of Experience
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State Registrations
B
Alabama 1/9/2015
B
Minnesota 5/30/2019
B
Arizona 5/3/2024
B
Missouri 3/9/2020
B
Arkansas 5/3/2024
B
Nevada 5/3/2024
B
California 1/9/2015
B
New Jersey 1/29/2018
B
Colorado 1/9/2015
B
New Mexico 1/22/2015
B
District of Columbia 5/3/2024
B
New York 2/9/2015
B
Florida 1/9/2015
B
North Carolina 1/9/2015
B
Georgia 1/9/2015
B
Ohio 1/9/2015
IA
Georgia 2/10/2015
B
Oklahoma 1/9/2015
B
Illinois 3/21/2023
B
Pennsylvania 1/9/2015
B
Indiana 11/1/2024
B
Puerto Rico 1/22/2015
B
Kansas 8/27/2020
B
South Carolina 1/9/2015
B
Kentucky 1/9/2015
B
Tennessee 5/9/2022
B
Louisiana 5/3/2024
B
Texas 1/9/2015
B
Maine 5/3/2024
IA
Texas 4/8/2020
B
Maryland 1/9/2015
B
Utah 5/3/2024
B
Massachusetts 11/8/2022
B
Virginia 7/16/2021
B
Michigan 8/23/2023
B
Washington 1/24/2019
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 2/10/2015
B
Registered with this firm since 1/9/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/17/2008 - 01/20/2015 | ALPHARETTA, GA | |
B | 10/17/2008 - 01/20/2015 | ALPHARETTA, GA | |
IA | 09/25/2006 - 10/20/2008 | ALPHARETTA, GA | |
B | 09/07/2006 - 10/20/2008 | ALPHARETTA, GA |
ALPHARETTA, GA
09/25/2006 - 10/20/2008
ALPHARETTA, GA
09/07/2006 - 10/20/2008
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.