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Detailed Report
MATTHEW D COLE
MATTHEW D. COLE, MATTHEW DOUGLAS COLE
CRD#: 4972320
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 9150 BONITA BEACH RD
BONITA SPRINGS, FL 34135
Registration History
200620082010201220142016201820202022202420262 FIRMS2005 - 2007 (1 year)2 FIRMS2007 - 2010 (3 years)2 FIRMS2011 - 2023 (12 years)2 FIRMS2023 - Present (2 years)
License(s)

State Registrations

B
Connecticut 11/15/2023
B
New Jersey 1/19/2024
B
Florida 3/3/2023
B
Ohio 3/3/2023
IA
Florida 3/6/2023
B
Oklahoma 2/14/2025
B
Georgia 7/17/2024
B
Rhode Island 8/28/2024
B
Iowa 3/22/2024
B
Washington 12/23/2024
B
Minnesota 12/23/2024

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Texas, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
9150 BONITA BEACH RD, BONITA SPRINGS, FL 34135
Registered with this firm since 3/6/2023
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
9150 BONITA BEACH RD, BONITA SPRINGS, FL 34135
Registered with this firm since 3/3/2023
Previous Registration(s)
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IA
 01/20/2011 - 03/06/2023 FIFTH THIRD SECURITIES, INC. (CRD#:628) MARCO ISLAND, FL
B
 02/09/2011 - 03/06/2023 FIFTH THIRD SECURITIES, INC. (CRD#:628) MARCO ISLAND, FL
IA
 03/19/2007 - 06/11/2010 ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158) CLEVELAND, OH
B
 03/16/2007 - 06/11/2010 ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158) CLEVELAND, OH
IA
 09/28/2005 - 03/23/2007 JANNEY MONTGOMERY SCOTT LLC (CRD#:463) PAINESVILLE, OH
B
 07/07/2005 - 03/23/2007 JANNEY MONTGOMERY SCOTT LLC (CRD#:463) PAINESVILLE, OH
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.